Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 11,951-12,000 of 42,122 results
Page 240 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
KML Investments Limited
www.kml-inv.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| KLM Investment Services Limited | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Klein International | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Kingston Financial Group
www.kingston-financial.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Kingsman Investment Limited
kingsmanltd.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Kingsley Capital Partners Inc
www.kingsleycp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
King Capital Management
www.kingcapitalmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| KFM Investment Group | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Keyds Scotland | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Keyds Lydya Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Key Value Wealth Management
kvwealth.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Kensington Group The | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Kenney Financial Management
www.kennyfinancial.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Keep Clearing Corp
www.keepclearingcorp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Kearns Investments Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Kaufmann-Rothstein International | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Kaufman Franz Wealth Management
www.kaufmanfranz.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
K ferberg Trading
www.kaferberg.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Jura Financial
www.jurafinancial.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| JR Matthey | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Joshua Consulting Ltd / Joshua Development Limited
axeinvest.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Jones Venture Source
jonesventuresource.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Jones Mutual | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Johnson Financial Consulting
www.johnsonfinancialconsulting.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Johannson Linqvist Associates
www.johannsonassociates.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JJ Matthias Asset Management
www.jjmatthias.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JJ Bauer Asset Management / JJ Bauer Equity Research
www.jj-bauer.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JI Financial Forensics
www.jiforensics.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| JF Kidwell Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Jefferson Clark Associates
www.jeffersonclark.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JDZ Forensics Inc
jdzforensics.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| JD Trading | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| JD Abrams & Associates | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Japan Options and Futures Trading Board
www.joftb.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Japan Futures Trading Fund (JFTB) | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Jan Wilen and Partners | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
James Church
www.james-church.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
James Carter
www.sunriseinvestments-hk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Jag Trading
www.jagtrading.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Jacobs & Kiplinger | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Jacob Morgan Investment House
www.jacobmorganih.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Jacob and Richardson Associates
www.jacobrichardsonassociates.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
IXIS Capital Group
www.ixiscap.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
IvoryOption also known as Arya Group Ltd
www.ivoryoption.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Itochu Capital
www.itochucapital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| ISS International Marketing Co Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
IS Commodities
www.iscommodities.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Irving Horowitz Mergers and Acquisitions
www.irvinghorowitz.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
iOption Group Ltd
www.ioption.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Invision Private Equity AG | ASIC (Australia) | AUS | Aug 2019 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.