Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 11,801-11,850 of 42,122 results
Page 237 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
One Capital Corporation
www.onecapitalcorp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Omni Capital Ltd / Omni Global Solutions SRL
www.optionsxo.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Omega Finances AG
www.omegafinances.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Olympia Capital Exchange
olympiacapitalx.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Old Trader Investment Management
www.oldtraderim.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Offshore Investors Protection Association
www.oipaonline.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Offshore Futures Securities Association
www.ofs-a.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Offshore Commodity Futures Dealers Association (OCFDA) | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Office of Financial Affairs
ofina.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| OF Eastern | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Ocean Financial Management
www.oceanfinancialmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Ocean Bridge Partnerships
www.oceanbridgepartnerships.info |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
OB Capital Limited
www.bbbmarkets.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Oakmont Financial Mergers
www.oakmontfm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Oakfair Investment
www.oakfairinvestment.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Oak Harbour Limited
www.oakharbourlimited.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Nuventis Corporate Services Group
www.nuventiscorp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
NTMT Transformatic Markets OU
www.kontofx.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
NRG Capital (Cyprus) Limited
www.nrgbinary.co |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
NostroBank (brokerage firm)
www.nostrobank.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Norwick & Crowley
www.norwickandcrowley.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Norwich Group
www.norwichinvest.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Norwich Asset Management (UK) Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Norton Pearce Associates
www.nortonpearce.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Northpoint Portfolio Management Ltd
www.northpointportfoliomanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Northern Pegasus LLC | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
North Point Commodities
www.nopocom.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| North Pacific Mergers and Acquisitions LLC | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Nona Marketing Ltd
www.ftocapital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Next Futures Co Ltd
www.nextfutures.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Newport Pacific Securities & Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Newport Energy Asia Investor Relations
www.neair.info |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Newburgh Asset Management
www.newburghasset.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Newbridge Securities Corporation
www.NewbridgeSecurities.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| New York Petroleum Option Exchange (NYPOE) | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
New York Options Exchange
www.nyoex.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
New Lines Futures Austria
www.newline-austria.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
New Century International
www.newcenturyinternational.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Netotrade UK Ltd
www.netotrade.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Netotrade Global Investments Ltd
www.netotrade.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| NBR Trading Yokohama | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| NBR Trading Co Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Nationwide Mergers & Acquisitions Inc
www.nationwidemacq.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
National Shareholder Protection Agency
www.nspagency.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
National Mergers and Acquisitions Board
www.nationalmaboard-gov.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| National Financial Commission | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
National Finance Commission
natfincomm.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
National Compliance Regulatory Board
www.natcrb.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Nanotech Industries Inc
www.americanhst.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Myers & Baker Associates
www.myersbakerassociates.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.