Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 11,651-11,700 of 42,122 results
Page 234 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Sapphire Global Market Ltd
www.sapphirefx.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Safeguard Equity Group
www.safeguardequity.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Safe Mark Limited
www.safemarkhk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Safe Harbour Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
S-Acquisition Corp
s-acquisitioncorp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Sacher Finanz
www.sacherfinanz.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Saba Capital Management
sabahkllc.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Rutherford Franklin Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Rutherford Consultants | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
RTG Direct Trading Ltd
rtgtrading.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Royce Sanford | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Royce Equity Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Royal State Global Financial Solutions
www.rsgfsolutions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Royal Acquisitions Inc
www.royalacquisitions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Rothstein and Ross Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Roseville Trading | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Rosenthal International Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Rosenberg Smith & Partners
www.rspi.ca |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Roiteks
roiteks.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Rock Smith Options Limited
www.rocksmithoptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Rochelle Finances
www.rochellefinances.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
RJL International Ltd
www.rjlig.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
River Valley Trading Pte
www.rivervalleytradingpte.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Rive Financial SA
www.rivefinancial.ch |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Ridgeway Group LLC
www.ridgewaygrp.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Richmond Capital Management
www.richmondconsultancy.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Richardson Resources Inc
www.richardsonresources.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Richards and Company Future Commission Merchant (RCFCM)
www.richardsandcompany.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Rich Futures Limited
www.richfutureshk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
RI Markets
www.rimarkets.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
RGM Trading
www.rgm-trading.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Resona International Management
www.resonaim.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Reinhard Hofer Venture Partners
www.reinhardhofer.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Reinhard Hofer International also known as Reinhard Hofer Venture Partners
www.reinhardhofer.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Regulatory Compliance Commission | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Regulatory Association of Offshore Investment Managers
www.raoim.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Regional Regulatory Board
www.regionalregboard.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Regal Group International
www.regalgroupinternational.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Regal Capital Group LLC
www.regal-capitalgroup.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Redford Securities
www.redfordsecurities.comand |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Redfield Markets Ltd t/a PlusOptions
www.plusoption.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Red Enterprise
www.red-enterprise.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Reach Wealth Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
RE Group International
www.aginvestorfund.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
RDG Trading Inc.
www.rdgtrading.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
RBoptions
www.rboptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Raven Securities Corp
www.raven-sec.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Raimon & Associates
raimonandassociates.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
R&G Securities & Transfers Inc
www.randgtransfer.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| R P Hayes & Associates | ASIC (Australia) | AUS | Aug 2019 | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.