Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 201-250 of 1,434 results
Page 5 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
London Acquisition Group
www.londonag.co.uk |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Locker Global Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Locker Capital Management
www.locker-cm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Linx Asset Management
www.linxasset.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Liberty Securities / Liberty Management Group
www.libertysecurities.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Liberty Asset Management
libertyassetmngt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Labanna Capital Management | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
King Capital Management
www.kingcapitalmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Key Value Wealth Management
kvwealth.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Kenney Financial Management
www.kennyfinancial.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Kaufman Franz Wealth Management
www.kaufmanfranz.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JJ Matthias Asset Management
www.jjmatthias.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
JJ Bauer Asset Management / JJ Bauer Equity Research
www.jj-bauer.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Intertrade Asset Management
www.intertradeassetmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| International Asset Management | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| In and In Management Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Imperial Trade Management Limited
www.imperialtim.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Icon Capital Management
www.iconcapman.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Hirsche Private Asset Management Ltd
www.hirsche.co.uk |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Heron Asset Management
www.heronassetmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Harbor Capital Management San Francisco | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Goodwin Capital Management Limited
www.goodwinadvisors.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Goldwater Global Management
www.ggmgt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Goldman Sachs Asia Investment Management (Hong Kong) Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Goldman Asset Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Global Management Inc
www.globalmanagementinc.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Geo Survey Management Ltd
geosurveymanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Freeman Wealth Management Company
www.fwmgtcom.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Fraser-Mackie Wealth Management Ltd
www.frasermackieltd.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| First Colonial Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Emirates Asset Management Ltd
emiratesassetmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Edinburgh Asset Management Limited
www.edinburgh-asset-management.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
DSR Wealth Management Group
www.dsr-wmg.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| DFA Management Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Crenshaw Asset Management
www.crenshaw-am.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
CitiFund Asset Management Inc
www.citifundasset.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Chaubert Asset Management
www.chabertam.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Chartered Capital Management
www.charteredcm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Capital Trust Management
www.ct-mgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Capital Management Limited
www.capitalmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Capital Consultants Management Ltd | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Brightbridge Wealth Management Inc
www.brightbridgewm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Branford Capital Management
www.bcapitalmgt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Bell International Asset Management
www.bellinternationalam.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Beacon Global Management Inc.
www.beaconglobal.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Aurum International Management
www.auruminternationalmngt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Asset Capital Management
www.assetcapitalmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Asset Cap Management
www.assetcapmanagement.ch |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
ARAM Wealth Management Ltd
www.arambinaryoptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
ARAM Binary Options also known as ARAM Wealth Management Ltd
www.arambinaryoptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.