Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,551-37,600 of 42,122 results
Page 752 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Financial Regulatory Authority | Securities and Exchange Commission | USA | — | — | View | |
| Financial Securities and Equities Bureau (FSEB) | Securities and Exchange Commission | USA | — | Page | View | |
| Financial Securities and Investments Commission | Securities and Exchange Commission | USA | — | — | View | |
| Financial Securities Authority | Securities and Exchange Commission | USA | — | — | View | |
| Financial Services Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Financial Services Department | Securities and Exchange Commission | USA | — | Page | View | |
| Financial Soultions (sic) | Securities and Exchange Commission | USA | — | — | View | |
| Financial Trading Board | Securities and Exchange Commission | USA | — | — | View | |
| Financial Trading LLC | Securities and Exchange Commission | USA | — | — | View | |
| Fincord Asset | Securities and Exchange Commission | USA | — | — | View | |
| Finesse Brokers | Securities and Exchange Commission | USA | — | — | View | |
| FinSolve Inc. | Securities and Exchange Commission | USA | — | — | View | |
| FinTrade Advisors Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Firmarkets | Securities and Exchange Commission | USA | — | — | View | |
| First American Group, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| First Axis Group | Securities and Exchange Commission | USA | — | — | View | |
| First Escrow Trust | Securities and Exchange Commission | USA | — | — | View | |
| First Financial Management | Securities and Exchange Commission | USA | — | — | View | |
| First Independent Accounting & Management Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| First Investment Securities | Securities and Exchange Commission | USA | — | — | View | |
| First Liberty Transfer Agency, LLC | Securities and Exchange Commission | USA | — | — | View | |
| First National Reliance Inc. | Securities and Exchange Commission | USA | — | — | View | |
| First National Stock Transfer Inc. | Securities and Exchange Commission | USA | — | — | View | |
| First Prime Corporations, a.k.a. First Prime Corp. | Securities and Exchange Commission | USA | — | — | View | |
| First Private Equity Group | Securities and Exchange Commission | USA | — | Page | View | |
| First Trade Securities | Securities and Exchange Commission | USA | — | — | View | |
| FirstPrime Financial Corporation | Securities and Exchange Commission | USA | — | — | View | |
| Fisher Bennett Private Equity Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| FMX Trade | Securities and Exchange Commission | USA | — | — | View | |
| ForeFront | Securities and Exchange Commission | USA | — | Page | View | |
| Foreign Investments Enforcement Division | Securities and Exchange Commission | USA | — | — | View | |
| Foreign Investors Surveillance Authority | Securities and Exchange Commission | USA | — | — | View | |
| Forensic Accounting and Financial Fraud Investigator | Securities and Exchange Commission | USA | — | — | View | |
| Forex Pro Trades | Securities and Exchange Commission | USA | — | Page | View | |
| Forex Trade Services | Securities and Exchange Commission | USA | — | Page | View | |
| Forex Vip Investment Advisors Corporation | Securities and Exchange Commission | USA | — | Page | View | |
| ForexstockOptions | Securities and Exchange Commission | USA | — | Page | View | |
| Forte Capital Mergers and Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Fortis IM Trade | Securities and Exchange Commission | USA | — | — | View | |
| FORTRESS Investment Group | Securities and Exchange Commission | USA | — | — | View | |
| Foster & White Acquisition Group | Securities and Exchange Commission | USA | — | — | View | |
| Franklin Law Office | Securities and Exchange Commission | USA | — | Page | View | |
| Franklin Rankin, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Fraud Detection and Recovery Council | Securities and Exchange Commission | USA | — | — | View | |
| Frazer White Group | Securities and Exchange Commission | USA | — | — | View | |
| Freetrader Investment | Securities and Exchange Commission | USA | — | — | View | |
| Frost Capital Partners | Securities and Exchange Commission | USA | — | — | View | |
| FTI Brokers | Securities and Exchange Commission | USA | — | — | View | |
| Fund Investors, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Fund Recovery and Security Commission | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.