Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,401-37,450 of 42,122 results
Page 749 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Dale, Mariam and Banks Associates at Law | Securities and Exchange Commission | USA | — | — | View | |
| Dalzelltrade | Securities and Exchange Commission | USA | — | — | View | |
| Danford Capital Group | Securities and Exchange Commission | USA | — | — | View | |
| Darwin Acquisition Group | Securities and Exchange Commission | USA | — | — | View | |
| David W. Jones, Attorney at Law | Securities and Exchange Commission | USA | — | — | View | |
| David, Scott & Allen PLLC | Securities and Exchange Commission | USA | — | — | View | |
| Davidson Capital Partners | Securities and Exchange Commission | USA | — | — | View | |
| Davis & Rudell LLC | Securities and Exchange Commission | USA | — | — | View | |
| Davis Alliance Law | Securities and Exchange Commission | USA | — | — | View | |
| Davis and Company LLC | Securities and Exchange Commission | USA | — | — | View | |
| DB Yates & Associates | Securities and Exchange Commission | USA | — | — | View | |
| DC Markets LLC | Securities and Exchange Commission | USA | — | — | View | |
| DC Trading Options | Securities and Exchange Commission | USA | — | — | View | |
| Dean Witter Consultancy | Securities and Exchange Commission | USA | — | — | View | |
| Delta West Financial Management | Securities and Exchange Commission | USA | — | — | View | |
| DeluxeMiningAssets | Securities and Exchange Commission | USA | — | — | View | |
| Dempsey Bingham | Securities and Exchange Commission | USA | — | — | View | |
| Dempsey Securities LLC | Securities and Exchange Commission | USA | — | — | View | |
| Department of Financial Compensation | Securities and Exchange Commission | USA | — | — | View | |
| Department of Financial Conduct | Securities and Exchange Commission | USA | — | — | View | |
| Department of Financial Regulators | Securities and Exchange Commission | USA | — | — | View | |
| Department of Financial Securities Board | Securities and Exchange Commission | USA | — | — | View | |
| Department of Financial Trading | Securities and Exchange Commission | USA | — | Page | View | |
| Department of Foreign Trade | Securities and Exchange Commission | USA | — | — | View | |
| Department of Global Pacific Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Department of Interagency Protection Bureau | Securities and Exchange Commission | USA | — | — | View | |
| Department of International Financial Trading | Securities and Exchange Commission | USA | — | Page | View | |
| Department of Law and Public Safety | Securities and Exchange Commission | USA | — | — | View | |
| Department of Orderly Liquidation | Securities and Exchange Commission | USA | — | — | View | |
| Department of Regulation in Washington | Securities and Exchange Commission | USA | — | — | View | |
| Department of Securities | Securities and Exchange Commission | USA | — | — | View | |
| Department of Securities and Exchange Regulation | Securities and Exchange Commission | USA | — | — | View | |
| Department of Securities Liquidations | Securities and Exchange Commission | USA | — | — | View | |
| Department of Securities Trading | Securities and Exchange Commission | USA | — | — | View | |
| Dial Mergers | Securities and Exchange Commission | USA | — | — | View | |
| Diamond Title Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Diamondoption9 | Securities and Exchange Commission | USA | — | — | View | |
| Digital Capital Markets LLC | Securities and Exchange Commission | USA | — | — | View | |
| District Stock Transfer | Securities and Exchange Commission | USA | — | — | View | |
| Diversified Global Equities Group | Securities and Exchange Commission | USA | — | Page | View | |
| Diversified Portfolio Management Invest, a.k.a. DPM Invest | Securities and Exchange Commission | USA | — | — | View | |
| Diversified Private Capital Group | Securities and Exchange Commission | USA | — | — | View | |
| Division of Securities | Securities and Exchange Commission | USA | — | — | View | |
| Division of Securities for the District of Columbia (DOSDC) | Securities and Exchange Commission | USA | — | — | View | |
| Dixon Associates | Securities and Exchange Commission | USA | — | — | View | |
| DMR Consulting, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Donald Mark & Bradstone LLC | Securities and Exchange Commission | USA | — | — | View | |
| Double Invest Crypto | Securities and Exchange Commission | USA | — | Page | View | |
| Dragon International, a.k.a. Dragon Mergers | Securities and Exchange Commission | USA | — | — | View | |
| Drala-Capital | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.