Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,251-37,300 of 42,122 results
Page 746 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Capital One Management Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Capital Securities International | Securities and Exchange Commission | USA | — | — | View | |
| Capital Trade, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Capital Transfer Consolidated | Securities and Exchange Commission | USA | — | — | View | |
| Capital Trust Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Capital Union Partners | Securities and Exchange Commission | USA | — | — | View | |
| CapitalE-trade.com | Securities and Exchange Commission | USA | — | — | View | |
| Capitalfxinvestor | Securities and Exchange Commission | USA | — | Page | View | |
| Cardone Trading Option Limited | Securities and Exchange Commission | USA | — | — | View | |
| Carlson and Clarke | Securities and Exchange Commission | USA | — | — | View | |
| Carlson Group Consultancy | Securities and Exchange Commission | USA | — | — | View | |
| Carlsson and Capehart Group, Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Carlton Capital Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Cartwright & Keating, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Cartwright Financial | Securities and Exchange Commission | USA | — | — | View | |
| Cartwright Law Specialist Boston | Securities and Exchange Commission | USA | — | — | View | |
| Casey McCormick Private Equity | Securities and Exchange Commission | USA | — | Page | View | |
| Caspian Trading, Inc., a.k.a. Caspian Investments | Securities and Exchange Commission | USA | — | — | View | |
| CC Ltd | Securities and Exchange Commission | USA | — | — | View | |
| CC Wealth Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| CDN Law | Securities and Exchange Commission | USA | — | — | View | |
| Celivox Alliance | Securities and Exchange Commission | USA | — | — | View | |
| Centaur Global Advisors | Securities and Exchange Commission | USA | — | — | View | |
| Center for Securities Investigation Department | Securities and Exchange Commission | USA | — | — | View | |
| Center Point Financial Regulatory Board | Securities and Exchange Commission | USA | — | — | View | |
| Centrade Management Corp. | Securities and Exchange Commission | USA | — | — | View | |
| Central Commonwealth Securities & Exchange Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Central Equities Administrators | Securities and Exchange Commission | USA | — | Page | View | |
| Central Finance Regulatory Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Central Stock Regulators | Securities and Exchange Commission | USA | — | — | View | |
| Central Trade & Financial Authority | Securities and Exchange Commission | USA | — | — | View | |
| CentralFX Trade | Securities and Exchange Commission | USA | — | — | View | |
| Century Holdings Ltd | Securities and Exchange Commission | USA | — | — | View | |
| Century Management Division, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| CenturyVille | Securities and Exchange Commission | USA | — | — | View | |
| CEXGlobalMarkets | Securities and Exchange Commission | USA | — | — | View | |
| CFTCooperations | Securities and Exchange Commission | USA | — | — | View | |
| CFX Markets Global | Securities and Exchange Commission | USA | — | — | View | |
| Chadwick & Co. | Securities and Exchange Commission | USA | — | — | View | |
| Chain Broker Trade | Securities and Exchange Commission | USA | — | — | View | |
| Charles Pearson Investments International | Securities and Exchange Commission | USA | — | — | View | |
| Charlton Hayfield and Company | Securities and Exchange Commission | USA | — | — | View | |
| Chartered Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Chicago Capital Trading Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Chicago Division of Securities | Securities and Exchange Commission | USA | — | — | View | |
| Chicago Trading Regulatory Board | Securities and Exchange Commission | USA | — | — | View | |
| Chopper Securities | Securities and Exchange Commission | USA | — | — | View | |
| Chris Gardner Group | Securities and Exchange Commission | USA | — | — | View | |
| Christian, Bradford and Cohen Legal Group | Securities and Exchange Commission | USA | — | — | View | |
| CIG LLC, a.k.a. Commerce Investments Group LLC | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.