Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,701-37,750 of 42,122 results
Page 755 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Griffin Mergers and Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Gruber and Green, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| GS Global Asset Management LLC | Securities and Exchange Commission | USA | — | — | View | |
| Guardian Creative Tax Planners | Securities and Exchange Commission | USA | — | — | View | |
| Guardian International | Securities and Exchange Commission | USA | — | — | View | |
| Gultsara Trading Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| H. Taft Private Equity | Securities and Exchange Commission | USA | — | Page | View | |
| Hales Securities | Securities and Exchange Commission | USA | — | — | View | |
| Hamilton and Pricehouse Consultancy | Securities and Exchange Commission | USA | — | Page | View | |
| Hammond Global Solutions LLC | Securities and Exchange Commission | USA | — | — | View | |
| Hampton Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Hamza and Associates | Securities and Exchange Commission | USA | — | — | View | |
| Hanworth Weir Ltd. | Securities and Exchange Commission | USA | — | Page | View | |
| Harbor Light Securities Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Harkins Law Firm | Securities and Exchange Commission | USA | — | — | View | |
| Harris James Associates | Securities and Exchange Commission | USA | — | — | View | |
| HCC Global Financial Group | Securities and Exchange Commission | USA | — | — | View | |
| Heale Financial LLC | Securities and Exchange Commission | USA | — | — | View | |
| Heckart Associates, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Hedges Capital Group | Securities and Exchange Commission | USA | — | — | View | |
| Hedges Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Heinz Hokkaido International | Securities and Exchange Commission | USA | — | — | View | |
| Hendricks & Hurst | Securities and Exchange Commission | USA | — | — | View | |
| Henrickson Dickson LLC | Securities and Exchange Commission | USA | — | — | View | |
| Heritage Capital Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Hermann Brothers Group | Securities and Exchange Commission | USA | — | — | View | |
| Hill Law Associates | Securities and Exchange Commission | USA | — | — | View | |
| Hillton Stock Investment Limited, a.k.a. Hillton Stocks Investments | Securities and Exchange Commission | USA | — | — | View | |
| Hobart & Roth, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Hobdell and Williamson | Securities and Exchange Commission | USA | — | — | View | |
| Hogan, Case & Polk | Securities and Exchange Commission | USA | — | — | View | |
| Holland Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Home of Binary | Securities and Exchange Commission | USA | — | — | View | |
| Hoover Hyfield Group | Securities and Exchange Commission | USA | — | — | View | |
| HooverHyfield | Securities and Exchange Commission | USA | — | — | View | |
| Hopewood and Company | Securities and Exchange Commission | USA | — | — | View | |
| Horizon Fx Trade | Securities and Exchange Commission | USA | — | — | View | |
| Hostfx, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Hot Binary247 | Securities and Exchange Commission | USA | — | — | View | |
| Howard Gary & Company, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Howard, James & Watson LLC | Securities and Exchange Commission | USA | — | — | View | |
| Howden Global Acquisitions Group, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Howell and Johnson Associates | Securities and Exchange Commission | USA | — | — | View | |
| Howell International Transfer | Securities and Exchange Commission | USA | — | — | View | |
| Howland Law | Securities and Exchange Commission | USA | — | — | View | |
| Hudson Munroe Transfer Agents | Securities and Exchange Commission | USA | — | — | View | |
| Humphrey ETS LTD. | Securities and Exchange Commission | USA | — | — | View | |
| Hutton Field Capital Partners | Securities and Exchange Commission | USA | — | — | View | |
| HV Global Partners | Securities and Exchange Commission | USA | — | — | View | |
| IBG and Associates | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.