Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 11,451-11,500 of 42,122 results
Page 230 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Williams Group The
www.williamsoffshore.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Wilkinson Bennings Securities
www.wilkinsonbennings.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Widmer Options
www.widmerioptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Whittman Wright & Associates
www.whittmanwright.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Whitman Lloyds and Associates | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Whitby Dumas
www.whitbydumas.co.uk |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Wheeler Asset Group | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Westwood Management Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Westhill Consulting
www.westhillconsulting.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
WesternField Holdings Inc
www.western-field.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Western Trust Company
www.westerntrust.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Western Capital Trading
www.westerncapitaltrading.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Western Capital Inc
www.westerncap.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Western and Gulf Finance Corporation | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Westcore Capital Limited
www.westcorecapital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Wells Financial Holdings Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Wellington Trading Group | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Wellington International | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
WellBank Consultants
www.wellbankconsultants.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Welch Burton Mergers & Acquisitions Inc. | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
WeissmǬller and Sons
www.weissmullerandsons.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Weissman Commodities
www.weissmancommodities.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Webster Acquisitions | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Wealth Management Group Ltd
www.wmgltd.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
WBlake
www.wblake.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Waterhouse Holdings Inc (and Chicago Accounting)
www.whescrow.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Water Solutions Asia | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Warrick Management Group Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Warren and Baker | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Wallberg Ltd
www.millenniumoptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Wall Street Direct
www.wallstreetdirect.net |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Walden International | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| WAA Fortune International Investment and Management Co. Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
VX Markets also known as Clear VX Ltd
www.vxmarkets.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Vitol Capital Management Ltd / Vitol Capital
www.vitolcapital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Virgin Gold Mining Corporation | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Vincy Options S.A
www.vincyoptions.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
VCC International Group Ltd
www.vccinternational.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
VC Management China Ltd
www.vcml.chn |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| VanZandt Group | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Vantagepro Asset Management
www.vantagepro.jp |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Vantage International Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Vantage Global Partners ('VGP')
www.vantageglobalpartners.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Vanquish Capital Associates
www.vanquishcapital-hk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Vanderberg Asset Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
uTrader
en.utrader.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| US Trading Associates Co Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| US Securities Investigative Committee | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| US Equities Registry | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
URFinancials
www.urfinancials.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.