Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 51-100 of 1,434 results
Page 2 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Multi-Manager (mmgroupco.com)
mmgroupco.com |
ASIC (Australia) | AUS | Oct 2025 | Page | View | |
|
Fridhem Asset Management AB (clone)
fridhemasset.com |
Finansinspektionen | Unregistered/Unlicensed entity offeri... | SWE | Oct 2025 | Page | View |
| Wellington Management Company (impersonator) | Financial Markets Authority | Registered/Licensed entity impersonat... | NZL | Sep 2025 | — | View |
| activetrademanagement.com | Swiss Financial Market Supervisory Authority | CHE | Sep 2025 | Page | View | |
| SuperSwiss Wealth Management Group / superswiss.com | Swiss Financial Market Supervisory Authority | CHE | Sep 2025 | Page | View | |
| Greenwise Management Group Limited | Financial Conduct Authority | GBR | Sep 2025 | Page | View | |
| GHC WEALTH MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | Sep 2025 | Page | View | |
| Diamond Asset Management S.à r.l. | Commission de Surveillance du Secteur Financier | Registered/Licensed entity impersonat... | LUX | Sep 2025 | Page | View |
|
Impersonation of Sumo Managed Funds Pty Ltd (sumofundsmanagement.com)
www.sumofundsmanagement.com |
ASIC (Australia) | AUS | Aug 2025 | Page | View | |
|
Impersonation of Sumo Managed Funds Pty Ltd (sumofunds.management)
sumofunds.management |
ASIC (Australia) | AUS | Aug 2025 | Page | View | |
|
Impersonation of Sumo Managed Funds Pty Ltd (sumofundsmanagement.com.au)
sumofundsmanagement.com.au |
ASIC (Australia) | AUS | Aug 2025 | Page | View | |
|
Polybius Digital Management (polybiusdigital.com)
polybiusdigital.com |
ASIC (Australia) | AUS | Aug 2025 | Page | View | |
|
Northern Trust Fund Managers (Ireland) Ltd (Clone)
N/A |
Central Bank of Ireland | Unregistered/Unlicensed entity offeri... | IRL | Aug 2025 | Page | View |
| nmtysw.com (no relation to a UK management consultancy firm OC&C Strategy Consultants LLP) | British Columbia Securities Commission | CAN | Aug 2025 | Page | View | |
| Blue Rock-Wealth (no relation to BlueRock Wealth Management Inc. https://bluerockwealth.ca/ or Bluerock Wealth Management, LLC https://bluerockwealth.com) | British Columbia Securities Commission | CAN | Aug 2025 | Page | View | |
|
Impersonation of Star Funds Management Pty Ltd (jpmultibank.com)
jpmultibank.com |
ASIC (Australia) | AUS | Aug 2025 | Page | View | |
| Edengate Wealth Management | British Columbia Securities Commission | CAN | Aug 2025 | Page | View | |
| FX GLOBE Marketing Management | Capital Market Authority | ARE | Aug 2025 | — | View | |
| Pass Investment Managers (Clone) | Central Bank of Ireland | IRL | Aug 2025 | Page | View | |
| AURA ASSET MANAGEMENTS | Comisión Nacional del Mercado de Valores | ESP | Jul 2025 | Page | View | |
|
Impersonation of eToro AUS Capital Limited (managetopand.com)
managetopand.com |
ASIC (Australia) | AUS | Jul 2025 | Page | View | |
| Royal Wealth (no relation to Royal Wealth Management in the U.S.) | British Columbia Securities Commission | CAN | Jul 2025 | Page | View | |
| Lux Nordic Wealth Management S.A. | Commission de Surveillance du Secteur Financier | Registered/Licensed entity impersonat... | LUX | Jul 2025 | Page | View |
|
Impersonation of Star Funds Management Pty Ltd (cme.im)
cme.im |
ASIC (Australia) | AUS | Jul 2025 | Page | View | |
| 1. Miller Value Partner;2. Aristotle Capital Management | Securities and Futures Commission | HKG | Jul 2025 | Page | View | |
| Facebook page “Sawakami Fund Management” | Securities and Exchange Commission | THA | Jul 2025 | — | View | |
| Malta Capital Management Limited | Malta Financial Services Authority | MLT | Jul 2025 | Page | View | |
| Alpha Trust Management | Commission de Surveillance du Secteur Financier | Unregistered/Unlicensed entity offeri... | LUX | Jul 2025 | Page | View |
| Primo Asset Management | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Jul 2025 | Page | View |
|
Wallstret FX (wallstretfx.live.editoral-managers.com)
www.wallstretfx.live.editoral-managers.com |
ASIC (Australia) | AUS | Jul 2025 | Page | View | |
| RegTech Assets Management | Malta Financial Services Authority | MLT | Jul 2025 | Page | View | |
| Proportunity Management Company Limited | Astana Financial Services Authority | KAZ | Jul 2025 | — | View | |
| ACLB Management Company Limited | Astana Financial Services Authority | KAZ | Jul 2025 | — | View | |
| p2pcrypto_manager | Astana Financial Services Authority | KAZ | Jun 2025 | Page | View | |
| AGF Asset Management | Comisión Nacional del Mercado de Valores | ESP | Jun 2025 | Page | View | |
| pinnaclesassetmanagement.com | Financial Markets Authority | Fraud and Other Types of Misconduct | NZL | Jun 2025 | Page | View |
| ELD Asset Management | Commission de Surveillance du Secteur Financier | LUX | Jun 2025 | Page | View | |
|
Apollo digital capital management (apollodigitalcaptmgt.com);
apollodigitalcaptmgt.com |
ASIC (Australia) | AUS | Jun 2025 | Page | View | |
| Virtus Capital aka VirtusCapital (no relation to Ontario registered firm Virtus Capital Management Inc. | Ontario Securities Commission | CAN | May 2025 | Page | View | |
|
Apollo digital capital management (apollodigitalcaptmgt.com)
apollodigitalcaptmgt.com |
ASIC (Australia) | AUS | May 2025 | Page | View | |
|
Sprint Asset Management (sprintassetmgmt.com)
www.sprintassetmgmt.com |
ASIC (Australia) | AUS | May 2025 | Page | View | |
|
BLUEROCK HORIZON ASSET MANAGEMENT
https://bluerockasset.com/ |
The Dutch Authority for the Financial Markets | Fraud and Other Types of Misconduct | NLD | May 2025 | Page | View |
| Virtus Capital (no relation to an Ontario registered firm Virtus Capital Management Inc.) | British Columbia Securities Commission | CAN | Apr 2025 | Page | View | |
|
Impersonation of Balmoral Asset Management Pty Ltd (balmoralmarch.com)
balmoralmarch.com |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
|
Loopinvest Coinagecenter (loopiccenter.com)
loopiccenter.com |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
|
My Trade Investment Asset Management (trademyinvest.com)
trademyinvest.com |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
|
Hopewell Global Management LLC
www.hopewellglobalmanagementllc.com |
Financial Conduct Authority | GBR | Apr 2025 | Page | View | |
|
Wealth Wise Assets Management (wealthwiseassetsmgt.net.in)
wealthwiseassetsmgt.net.in |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
|
GMFX Fund Management (gmfx-fund.net)
www.gmfx-fund.net |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
|
GMFX Fund Management (gmfxlogin.com)
gmfxlogin.com |
ASIC (Australia) | AUS | Apr 2025 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.