Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 151-200 of 1,434 results
Page 4 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Elixir Financial Management
www.elixirfinancialmanagement.com |
ASIC (Australia) | AUS | Sep 2019 | Page | View | |
|
Yamanashi Asset Management
www.yamanashiam.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Xinda Management Group
www.xinda-mg.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Worldwide Investors Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Worldwide Investment Management Corporation | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
World Wide Wealth Management
www.worldwidewealth.hk |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Westwood Management Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Wealth Management Group Ltd
www.wmgltd.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Warrick Management Group Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| WAA Fortune International Investment and Management Co. Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Vitol Capital Management Ltd / Vitol Capital
www.vitolcapital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
VC Management China Ltd
www.vcml.chn |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Vantagepro Asset Management
www.vantagepro.jp |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Vantage International Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Vanderberg Asset Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
United Kingdom Managed Futures Association
ukmfa.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| United Capital Management Inc | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Uni World Global Management Limited | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Tilney Asset Management
www.tilneyassetmngt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Sterling Futures Management Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Song Management Group
www.songmanagementgroup.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Solitaire Management Services (Asia) Ltd | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Sinclair Capital Management Limited
www.sinclaircm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Sigama Capital Management | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Shenzhen Capital Management
www.shenzhencap.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Shaw Capital Management
www.shaw-capital.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Saba Capital Management
sabahkllc.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Royce Equity Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Richmond Capital Management
www.richmondconsultancy.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Resona International Management
www.resonaim.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Regulatory Association of Offshore Investment Managers
www.raoim.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Reach Wealth Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Provident International Asset Management
www.providentuk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Pro Capital Asset Management | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Premiere Asset Management (US European & Asian)
www.premiereassetmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| PCA Management Trust LLC | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Paulson Management LLC
www.paulsonmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Pacific Rim Wealth Management
www.pacificrimwealthmgt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Overseas Management Group Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Old Trader Investment Management
www.oldtraderim.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Ocean Financial Management
www.oceanfinancialmgmt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Norwich Asset Management (UK) Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Northpoint Portfolio Management Ltd
www.northpointportfoliomanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Newport Pacific Securities & Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Newburgh Asset Management
www.newburghasset.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Muller & Sons Securities Management Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| Mason McHale Portfolio Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Marc Hermann Wealth Management
www.mhwealthmanagement.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Madley Capital Management Limited
www.madleycm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Lowe and Lane Asset Management
www.lowelane.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.