Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 17,751-17,800 of 42,122 results
Page 356 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Regulatory Association Of Offshore Investment Managers | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Regulatory Compliance Commission | Australian Securities and Investments Commission | AUS | — | — | View | |
| Securities Regulatory and Investment Board | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Sicfex Swiss International Commodities Futures Exchange | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Swiss Commodities Futures Exchange | Australian Securities and Investments Commission | AUS | — | — | View | |
| Thompson Brennan Stanley | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Transfer Exchange Corporation | Australian Securities and Investments Commission | AUS | — | Page | View | |
| The Futures Exchange Securities Regulator | Australian Securities and Investments Commission | AUS | — | Page | View | |
| The International Board of Trade Commission | Australian Securities and Investments Commission | AUS | — | Page | View | |
| The International Regulatory Panel of Trade | Australian Securities and Investments Commission | AUS | — | Page | View | |
| United Kingdom Commodity Derivatives Association | Australian Securities and Investments Commission | AUS | — | Page | View | |
| United Kingdom Managed Futures Association | Australian Securities and Investments Commission | AUS | — | Page | View | |
| US Securities Investigative Committee | Australian Securities and Investments Commission | AUS | — | — | View | |
| US Stock Regulators | Australian Securities and Investments Commission | AUS | — | — | View | |
| World Options Exchange | Australian Securities and Investments Commission | AUS | — | Page | View | |
| World Trade Commodities Exchange | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Worldwide Securities Investment Comission | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Alliance Consultants | Securities and Futures Commission | HKG | — | — | View | |
| BNP Forex Limited | Securities and Futures Commission | HKG | — | Page | View | |
| Carter Flanagan Private Asset Management | Securities and Futures Commission | HKG | — | — | View | |
| DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited | Securities and Futures Commission | HKG | — | Page | View | |
| Shanghai International Financial Group | Securities and Futures Commission | HKG | — | — | View | |
| DSW Enterprises L.L.P. / DSW Partners | Securities and Futures Commission | HKG | — | — | View | |
| Johnston and James Consultancy | Financial Conduct Authority | GBR | — | — | View | |
| B.I.S. Blueport Investment Services Ltd., doing business as 332option | British Columbia Securities Commission | CAN | — | Page | View | |
| http://www.cursosdeforex.es/ | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Fisher Investments Institutional Funds PLC (clone) | Financial Conduct Authority | GBR | — | — | View | |
| MOREL & WENDEL SA | Financial Market Authority | AUT | — | — | View | |
| Genworth Consultant Group | Financial Conduct Authority | GBR | — | — | View | |
| Positive Lending | Financial Conduct Authority | GBR | — | — | View | |
| Cathay DuPont | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Cavendish & Finch | Financial Market Authority | AUT | — | — | View | |
| ITO Ventures | Finansinspektionen | SWE | — | — | View | |
| CMC Gao Hua | Finansinspektionen | SWE | — | — | View | |
| Escuela Trades | Securities and Futures Commission | HKG | — | — | View | |
| www.faalimited.com | Securities and Futures Commission | HKG | — | — | View | |
| EasyGestions,FXUnited/United Global Holdings Limited,Markets Premium,OneTwoTrade/Up & Down Marketing Ltd,Suisse Option,Primary Stream Limited,TorOption,Tp-Markets/Hubstone Holdings Ltd,VIP Markets,XFR Financial/E New Sp Z.o.o. | Financial Services and Markets Authority | BEL | — | — | View | |
| Bellmore Group,Devin Consultants,Excon Fuji Securities,Olivier and Mann,Orix Capital Trading,Westward Holdings | Financial Services and Markets Authority | BEL | — | — | View | |
| Werner Stocker | Securities and Futures Commission | HKG | — | — | View | |
| YF Asset Management Limited | Financial Market Authority | AUT | — | — | View | |
| WeeCONOMY AG | Czech National Bank | CZE | — | — | View | |
| Zurich Capital | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| DBL Asset Management S.A. | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Apollo Swiss Services AG | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Polska Grupa Inwestycyjna | Polish Financial Supervision Authority | POL | — | — | View | |
| Asset Consulting / Consultant Services | Financial Conduct Authority | GBR | — | Page | View | |
| FCA Market (FInancial Contract Authority) | Financial Conduct Authority | GBR | — | — | View | |
| Guggenheim Group AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Hong Kong International Board Financial Investment Group Company Limited | Securities and Futures Commission | HKG | — | — | View | |
| Hong Kong Enterprise Equity Transfer Market Limited/ Hong Kong Enterprises Takeover Market Limited/HKOTC | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.