Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 13,951-14,000 of 42,122 results
Page 280 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Cantata Equity Management, LLC | Financial Conduct Authority | GBR | — | — | View | |
| New Dynamic Group | Financial Conduct Authority | GBR | — | — | View | |
| Manhattan Corporate Transfers | Financial Conduct Authority | GBR | — | — | View | |
| Kayabas | Financial Market Authority | AUT | — | — | View | |
| Mizuho Holdings | Financial Market Authority | AUT | — | — | View | |
| Alvaro Gombau Asesores Empresariales, S.L. | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| West Mill Associates | Financial Conduct Authority | GBR | — | — | View | |
| Reliance Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Lima Resource Partners | Financial Conduct Authority | GBR | — | — | View | |
| Global Equities Capital Markets | Financial Conduct Authority | GBR | — | Page | View | |
| Mathews Merger Management | Financial Conduct Authority | GBR | — | — | View | |
| Winchester Consultancy Group | Central Bank of Ireland | IRL | — | — | View | |
| Salamon & Tate Consulting Group | Central Bank of Ireland | IRL | — | — | View | |
| Wellington Philips Asset Management Group | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Bellview Financial | Financial Conduct Authority | GBR | — | — | View | |
| IBG & Associates | Financial Conduct Authority | GBR | — | — | View | |
| MMM-2011 | Bank of Lithuania | LTU | — | — | View | |
| Trustcorp Services Limited | Jersey Financial Services Commission | JEY | — | Page | View | |
| WERNER GROUP INTERNATIONAL | Financial Services and Markets Authority | BEL | — | — | View | |
| Pacific Alliance Mergers & Acquisitions Limited | Financial Conduct Authority | GBR | — | — | View | |
| Wellington Management | Financial Conduct Authority | GBR | — | — | View | |
| DI-LA & THALIA ASSURANCES/NICOLAS DARAMELAS | Financial Services and Markets Authority | BEL | — | — | View | |
| Blackstone Royalty Corporation | Finansinspektionen | SWE | — | Page | View | |
| Hammond Global Solutions LLC | Financial Conduct Authority | GBR | — | — | View | |
| Asian Capital Group | Financial Conduct Authority | GBR | — | — | View | |
| Tate and Carver Consultancy Group | Financial Conduct Authority | GBR | — | — | View | |
| FRANZ WATERMANN AG | Financial Services and Markets Authority | BEL | — | — | View | |
| Jura Financial | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Westmill Associates | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Centrade Management Corp. | Finansinspektionen | SWE | — | — | View | |
| Swiss Financial Services Inc. | Finansinspektionen | SWE | — | Page | View | |
| Pierce Morgan Capital Management | Finansinspektionen | SWE | — | Page | View | |
| Stern Fisher Edwards Corp. | Finansinspektionen | SWE | — | — | View | |
| Frandistrans Group | Financial Conduct Authority | GBR | — | — | View | |
| Investment House Limited | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Whitestone Financial Planning/WS Financial Planning | Financial Conduct Authority | GBR | — | — | View | |
| Ferrell & Associates | Financial Conduct Authority | GBR | — | — | View | |
| Santenee Ltd. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Credible Solutions Inc. | Finansinspektionen | SWE | — | — | View | |
| Isaac Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Platinum Account Group | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Mount Rock Capital | Financial Conduct Authority | GBR | — | — | View | |
| Pierce Morgan Capital Management LLC | Financial Conduct Authority | GBR | — | Page | View | |
| Nova Portfolio Management (Nova UK Limited) | Financial Conduct Authority | GBR | — | — | View | |
| www.irishnationwidebank.com | Isle of Man Financial Services Authority | IMN | — | — | View | |
| Unique Solutions Network Limited | Isle of Man Financial Services Authority | IMN | — | — | View | |
| Nobles Hospital - Isle of Man | Isle of Man Financial Services Authority | IMN | — | — | View | |
| Prime Solutions Inc. | Financial Conduct Authority | GBR | — | — | View | |
| Goldman and Lyle Consulting Group | Financial Conduct Authority | GBR | — | — | View | |
| Campbell Alexander Financial Services Group/Campbell Alexander Limited | Securities and Futures Commission | HKG | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.