Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 14,051-14,100 of 42,122 results
Page 282 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Swiss Financial Services | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Stateside Capital, LLC | Finansinspektionen | SWE | — | — | View | |
| ACOMPANY CAPITAL & INVESTIMENTOS | Comissão de Valores Mobiliários | BRA | — | — | View | |
| Knowlton Group | Financial Conduct Authority | GBR | — | — | View | |
| Wellington Management Portfolios | Financial Conduct Authority | GBR | — | — | View | |
| Harrison-Stoltz & Associates | Financial Conduct Authority | GBR | — | — | View | |
| Alliance Finance Plc | Jersey Financial Services Commission | JEY | — | — | View | |
| Sunline Transfer Agents | Financial Conduct Authority | GBR | — | — | View | |
| UST Financial Services Corp. | Finansinspektionen | SWE | — | Page | View | |
| Northern Capital | Financial Conduct Authority | GBR | — | — | View | |
| Monarch Wealth Consultants | Central Bank of Ireland | IRL | — | — | View | |
| Global World Mergers and Acquisitions | Central Bank of Ireland | IRL | — | — | View | |
| Nano4x Limited | Financial Services Commission | MUS | — | — | View | |
| Sumitomo Global | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Global Investment Management | Czech National Bank | CZE | — | — | View | |
| LJF Asesores, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| AIFA Global Market | Financial Conduct Authority | GBR | — | — | View | |
| MTC Global Financial Services / MTC Global Group | Finansinspektionen | SWE | — | Page | View | |
| Lefroy Hudson | Finansinspektionen | SWE | — | — | View | |
| Richmond Grant Security & Transfer Inc. | Finansinspektionen | SWE | — | — | View | |
| Thompson Associates | Financial Conduct Authority | GBR | — | — | View | |
| IncoNeon Ltd. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Michael John Hammond | Financial Conduct Authority | GBR | — | — | View | |
| Massaki, Lane & Associates | Finansinspektionen | SWE | — | — | View | |
| Brady & Bell Acquisition Ltd | Finansinspektionen | SWE | — | — | View | |
| Pennington Global | British Columbia Securities Commission | CAN | — | — | View | |
| Wentworth & Wellesley Ltd. | British Columbia Securities Commission | CAN | — | — | View | |
| 4XP Investments & Trading and Forex Place Ltd. | British Columbia Securities Commission | CAN | — | Page | View | |
| Ava FX, Ava Financial Ltd. and Ava Capital Markets Ltd. | British Columbia Securities Commission | CAN | — | — | View | |
| Hadley Richards | Financial Market Authority | AUT | — | — | View | |
| Pearce & Clarke | Financial Conduct Authority | GBR | — | — | View | |
| United Capital Forex Limited | Gibraltar Financial Services Commission | GIB | — | Page | View | |
| Frandistrans Group | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Royal Alliance Capital | Isle of Man Financial Services Authority | IMN | — | — | View | |
| United Advisory Partners | Finansinspektionen | SWE | — | — | View | |
| Murray Merger Group | Finansinspektionen | SWE | — | — | View | |
| Parker & Masters LLC | Finansinspektionen | SWE | — | — | View | |
| NT Global | British Columbia Securities Commission | CAN | — | Page | View | |
| Crawford Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Mullen and Cheecks Consulting Group | Financial Conduct Authority | GBR | — | — | View | |
| R J Haynes & Associates | Financial Market Authority | AUT | — | — | View | |
| Keizai Group | Financial Market Authority | AUT | — | — | View | |
| Splendidplan | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| ACE International | Securities and Futures Commission | HKG | — | — | View | |
| Alliance Capital Exchange | Securities and Futures Commission | HKG | — | — | View | |
| Ashford Financial Group | Securities and Futures Commission | HKG | — | — | View | |
| S-One Financial | Securities and Futures Commission | HKG | — | — | View | |
| DG Trading Corp. | Czech National Bank | CZE | — | — | View | |
| First Swiss | Financial Conduct Authority | GBR | — | — | View | |
| Santiago Mergers and Acquisitions | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.