Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 13,801-13,850 of 42,122 results
Page 277 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| FHM Associates/Fuller-Hathaway Moy Associates | Financial Conduct Authority | GBR | — | — | View | |
| Richardson & Foster Partners | Financial Conduct Authority | GBR | — | — | View | |
| Eastridge Associates | Jersey Financial Services Commission | JEY | — | — | View | |
| Worldex Holdings International | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| HKI Consultants | Securities and Futures Commission | HKG | — | — | View | |
| Hong Kong Options and Futures Exchange | Securities and Futures Commission | HKG | — | — | View | |
| In-Capital HK | Securities and Futures Commission | HKG | — | — | View | |
| Saddle River Futures | Securities and Futures Commission | HKG | — | — | View | |
| Drexel-Bearns Consulting Group | Financial Conduct Authority | GBR | — | — | View | |
| DMR Consulting, LLC | Finansinspektionen | SWE | — | — | View | |
| Nabsecurities Inc. | Finansinspektionen | SWE | — | — | View | |
| Mathews Merger Management | Finansinspektionen | SWE | — | — | View | |
| ATX Group / Houston Futures Exchange, HOUFEX | Finansinspektionen | SWE | — | — | View | |
| Strauss Capital Consultants | Financial Conduct Authority | GBR | — | Page | View | |
| Chenglong International | Financial Market Authority | AUT | — | — | View | |
| Parkers Consulting | Financial Market Authority | AUT | — | — | View | |
| Global Direct Asset Management | Finansinspektionen | SWE | — | — | View | |
| Chartered Investments | Financial Conduct Authority | GBR | — | — | View | |
| First Standard Management Limited | Central Bank of Ireland | IRL | — | — | View | |
| BroCo Investments Inc. | Financial Services Commission | MUS | — | — | View | |
| Guardian Securities | Financial Conduct Authority | GBR | — | — | View | |
| Online Investment Bank | Gibraltar Financial Services Commission | GIB | — | — | View | |
| Taxhavenco | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Smart Trade FX Inc. | Ontario Securities Commission | CAN | — | — | View | |
| Norwich Securities Corporation, NSC | Finansinspektionen | SWE | — | — | View | |
| Nippon Financial Partners | Finansinspektionen | SWE | — | — | View | |
| Mandolin Resources | Financial Conduct Authority | GBR | — | — | View | |
| BERG COMMODITIES | Financial Services and Markets Authority | BEL | — | — | View | |
| Management International Dublin Ltd | Financial Conduct Authority | GBR | — | — | View | |
| CulverHouse Capital | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| First Standard Management | Financial Conduct Authority | GBR | — | — | View | |
| Isaac Paige Associates | Financial Conduct Authority | GBR | — | — | View | |
| FutureGen Capital | Ontario Securities Commission | CAN | — | — | View | |
| UFX Bank | Financial Services and Markets Authority | BEL | — | — | View | |
| Beacon Pointe Securities | Financial Conduct Authority | GBR | — | — | View | |
| Sino Financial | Financial Conduct Authority | GBR | — | — | View | |
| Goldman Phillips | Financial Conduct Authority | GBR | — | — | View | |
| Sanwa Holdings | Finansinspektionen | SWE | — | — | View | |
| M.S. Global | Financial Conduct Authority | GBR | — | — | View | |
| GeFin Geneva Financial Authority | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Prospero Capital AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Opus-Alliance | Securities and Futures Commission | HKG | — | — | View | |
| Pertinax 2010, S.L. | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| H.Y. Markets | Financial Conduct Authority | GBR | — | — | View | |
| Eastridge Associates | Securities and Futures Commission | HKG | — | — | View | |
| Eclipse Advisory B.V. | Financial Market Authority | AUT | — | — | View | |
| AMK Trust Ltd | Financial Conduct Authority | GBR | — | — | View | |
| G R A F-Kantor OHG | Finansinspektionen | SWE | — | — | View | |
| Beaumont, Greene & Partners | Financial Conduct Authority | GBR | — | — | View | |
| Pacific Alliance Mergers and Acquisitions Ltd | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.