Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 13,851-13,900 of 42,122 results
Page 278 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| The Swiss Intrex Commodity Futures Exchange | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Tribune Assets Management Ltd. | Financial Conduct Authority | GBR | — | — | View | |
| Durdan Heyer Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Miller Winston - Worldwide Mergers and Acquisitions | Financial Conduct Authority | GBR | — | — | View | |
| Grenfell and Blackrock Associates | Financial Conduct Authority | GBR | — | — | View | |
| Rothridge Consulting Group | Financial Conduct Authority | GBR | — | — | View | |
| Winterthur Fund Management | Financial Conduct Authority | GBR | — | — | View | |
| Nova UK Ltd | Jersey Financial Services Commission | JEY | — | — | View | |
| Nova Portfolio Management | Jersey Financial Services Commission | JEY | — | — | View | |
| Waight and Caffie Company Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Kennedy Anderson Mergers & Acquisitions | Finansinspektionen | SWE | — | — | View | |
| Platinum Funds Management | Financial Conduct Authority | GBR | — | — | View | |
| First Standard Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| United Finance Association | Securities and Futures Commission | HKG | — | — | View | |
| Friedman Global och Shanghai Derivatives Exchange, SHDEX | Finansinspektionen | SWE | — | Page | View | |
| Blackstone Asset Management | Finansinspektionen | SWE | — | — | View | |
| Plus500UK | Comissão de Valores Mobiliários | BRA | — | — | View | |
| ADONAI FX | Comissão de Valores Mobiliários | BRA | — | — | View | |
| www.efexbrasil.net | Comissão de Valores Mobiliários | BRA | — | — | View | |
| YouTradeFX | Comissão de Valores Mobiliários | BRA | — | Page | View | |
| BOZ Bank of Zurich | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Norton Scientific Inc. | Ontario Securities Commission | CAN | — | — | View | |
| First Private Clients Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Premier Partners | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Learn About Shares Limited | Central Bank of Ireland | IRL | — | — | View | |
| Centaur Global Advisors | Finansinspektionen | SWE | — | — | View | |
| Ashford Financial Group, AFG | Finansinspektionen | SWE | — | — | View | |
| Macellum Capital Management | Jersey Financial Services Commission | JEY | — | Page | View | |
| MKL Business Services | Financial Conduct Authority | GBR | — | Page | View | |
| LONGWOOD TRADING | Financial Services and Markets Authority | BEL | — | — | View | |
| Macro Trade | British Columbia Securities Commission | CAN | — | Page | View | |
| Ellis Alden | Finansinspektionen | SWE | — | — | View | |
| Ellis Stanley Alden, ESA Global | Finansinspektionen | SWE | — | — | View | |
| Dailey Securities, Inc. | Finansinspektionen | SWE | — | — | View | |
| Asian Capital Group | Finansinspektionen | SWE | — | — | View | |
| Howard Gary & Company | Finansinspektionen | SWE | — | — | View | |
| Boston Private Equity | Finansinspektionen | SWE | — | Page | View | |
| PROVIDEO FINANCIAL | Financial Services and Markets Authority | BEL | — | — | View | |
| Global Network Fiduciary LLC | Financial Conduct Authority | GBR | — | — | View | |
| Fortune Investment Group | British Columbia Securities Commission | CAN | — | — | View | |
| Bloomfield Trust Management | Financial Conduct Authority | GBR | — | — | View | |
| Alpha Brokers S.R. | Financial Conduct Authority | GBR | — | — | View | |
| SWISS FIDELITY INVESTMENT AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Carter Litwin Inc. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Carbon Advisory Council | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Chesterfield Lyons | Finansinspektionen | SWE | — | — | View | |
| Space Energy AG | Finansinspektionen | SWE | — | — | View | |
| Valert Inc. | Ontario Securities Commission | CAN | — | — | View | |
| Cosmo Swiss Management S.A. | Securities and Futures Commission | HKG | — | — | View | |
| Touch Financial | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.