Regulatory Warning

Unknown Unknown (Misrepresentation of the trade name, such as “New Mountain Capital Japan GK”)

Flagged by Financial Services Agency · Japan (JPN)

Official Warnings (1)

Financial Services Agency Japan
Unregistered/Unlicensed entity offering financi...

1. Location of office or Address
Unknown

2. Content, etc. of Business
Indication on social media that the company conducts financial instruments business without the statutory registration in Japan

3. Notes
The company misrepresents itself on social media as a registered financial instruments business operator under the trade name “New Mountain Capital”.

Review Page

This firm does not yet have a dedicated review page on our site. You can contact us to suggest adding it, or submit a new listing for review.

This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

Back to Warnings Search Similar