Unknown (Misrepresentation of the trade name of a registered high-speed trader, such as “Eagle Seven LLC”)
Flagged by Financial Services Agency · Japan (JPN)
Official Warnings (1)
1. Location of office or Address
Unknown
2. Content, etc. of Business
Indication on the corporate website that the company conducts financial instruments business without the statutory registration in Japan
3. Notes
The company misrepresents on the web site indicating “We handle securities offerings.”.
Furthermore, the company displays statements on the website, such as “EAGLE SEVEN has become one of the world’s largest and most successful proprietary trading firms.”, thereby misrepresenting itself by fraudulently using the trade name of a registered high-speed trader.
Although high-speed traders are not permitted to participate in IPO allocations, the company provides misleading explanations suggesting it participates in IPO share allocation.
Other Flagged Firms (JPN)
This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.