D1 Capital Partners L.P.
Flagged by Financial Services Agency · Japan (JPN)
Official Warnings (1)
1. Location of office or Address
Unknown
2. Content, etc. of Business
Indication on the corporate website that the company conducts financial instruments business without the statutory registration in Japan
3. Notes
The company misrepresents itself as a registered financial instruments business operator on its app indicating “商号：D1 Capital Partners L.P.”, “登録区分：金融商品取引業者”, “登録番号：関東財務局長（金商）第297298号” and “加入協会：日本証券業協会”, which mean “Company Name: D1 Capital Partners L.P.”, and “Business Type: Financial Instruments Business Operator”, “Registration Number: Kanto Local Finance Bureau (FIBO) No. 297298”, “Affiliated Associations: The Japan Securities Dealers Association”.
Furthermore, the company misrepresents on its web site and social media indicating “We handle securities offerings.”.
Other Flagged Firms (JPN)
This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.