PGLM
Flagged by Financial Services Agency · Japan (JPN)
Official Warnings (1)
1. Location of office or Address
Unknown
2. Content, etc. of Business
Indication on social media that the company conducts financial instruments business without the statutory registration in Japan
3. Notes
The company misrepresents itself as a registered financial business operator on social media indicating “関東財務局長（金商）第392号”, which means “Kanto Local Finance Bureau (FIBO) No. 392”.
The indicated number “Kanto Local Finance Bureau (FIBO) No.392” has already been given to the registered financial instruments business operator “PGIM Japan Co., Ltd.”.
Other Flagged Firms (JPN)
This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.