Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 38,251-38,300 of 42,122 results
Page 766 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Securities Trading Board | Securities and Exchange Commission | USA | — | — | View | |
| Securities Trading Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Securities Transfer & Registration Group | Securities and Exchange Commission | USA | — | — | View | |
| Securities Validation Department | Securities and Exchange Commission | USA | — | — | View | |
| SeedChange Inc./SeedChange Execution Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Select American Transfer Co. | Securities and Exchange Commission | USA | — | — | View | |
| Senaca Stock Transfer Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Severn Funding and Investment Limited | Securities and Exchange Commission | USA | — | Page | View | |
| Seward, Groves, Richard and Wells | Securities and Exchange Commission | USA | — | — | View | |
| Sharp Courage Global | Securities and Exchange Commission | USA | — | — | View | |
| Shearer Sampson & Associates | Securities and Exchange Commission | USA | — | — | View | |
| Sheppard Capital Partners | Securities and Exchange Commission | USA | — | — | View | |
| Sherman Consultancy Group | Securities and Exchange Commission | USA | — | — | View | |
| Sherman Ellis Law Mergers and Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Sidstone, Gray & Partners | Securities and Exchange Commission | USA | — | — | View | |
| Silva Consulting Group | Securities and Exchange Commission | USA | — | — | View | |
| Silver Spring Capital Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Silverberg & Associates | Securities and Exchange Commission | USA | — | — | View | |
| Sinikat Investment | Securities and Exchange Commission | USA | — | — | View | |
| Sky GlobalFx | Securities and Exchange Commission | USA | — | — | View | |
| Skye Trust Trading | Securities and Exchange Commission | USA | — | — | View | |
| Skyoption LLC d/b/a 360Sky Options | Securities and Exchange Commission | USA | — | — | View | |
| Skysphere | Securities and Exchange Commission | USA | — | — | View | |
| SkyTradeGlobalInvestment | Securities and Exchange Commission | USA | — | — | View | |
| Smart Bull Options | Securities and Exchange Commission | USA | — | — | View | |
| Smart Capital Investment, LP | Securities and Exchange Commission | USA | — | — | View | |
| Smart Capital, LP | Securities and Exchange Commission | USA | — | — | View | |
| Smartautofxtrades | Securities and Exchange Commission | USA | — | — | View | |
| SmartCoins24 | Securities and Exchange Commission | USA | — | Page | View | |
| SmartfxMasters | Securities and Exchange Commission | USA | — | — | View | |
| Smartrex Ventures | Securities and Exchange Commission | USA | — | — | View | |
| Smith and Lincoln LLC | Securities and Exchange Commission | USA | — | — | View | |
| Smith and Lockhart Associates | Securities and Exchange Commission | USA | — | — | View | |
| Smith and Olsson | Securities and Exchange Commission | USA | — | — | View | |
| Smith Kearney M&A | Securities and Exchange Commission | USA | — | — | View | |
| Soloman Mckinley Associates | Securities and Exchange Commission | USA | — | — | View | |
| Solution Capital Partners LP | Securities and Exchange Commission | USA | — | — | View | |
| Sony Global Asset Management, Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| South Atlantic Securities | Securities and Exchange Commission | USA | — | — | View | |
| Southampton Investment Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Sovereign Marketing | Securities and Exchange Commission | USA | — | — | View | |
| Sovereign Pacific Inc. | Securities and Exchange Commission | USA | — | — | View | |
| SparkleWhite FX | Securities and Exchange Commission | USA | — | — | View | |
| Spartan Capital Asset Management | Securities and Exchange Commission | USA | — | Page | View | |
| Spectrum Global International | Securities and Exchange Commission | USA | — | — | View | |
| Speed Funds Recovery | Securities and Exchange Commission | USA | — | — | View | |
| springprotrade | Securities and Exchange Commission | USA | — | — | View | |
| Squire Investment Solutions | Securities and Exchange Commission | USA | — | — | View | |
| Stamford Niles Equities, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Standard Crypto Tradefx | Securities and Exchange Commission | USA | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.