Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 38,201-38,250 of 42,122 results
Page 765 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Robinson Capital Partners | Securities and Exchange Commission | USA | — | — | View | |
| Robinson Hurst M&A | Securities and Exchange Commission | USA | — | — | View | |
| Roche Capital Partners LP | Securities and Exchange Commission | USA | — | — | View | |
| Rootel Investment Service | Securities and Exchange Commission | USA | — | Page | View | |
| Rose & Cranfield | Securities and Exchange Commission | USA | — | — | View | |
| Rosen and Associates | Securities and Exchange Commission | USA | — | — | View | |
| Rosen and Schmertz | Securities and Exchange Commission | USA | — | — | View | |
| Rosenberg Corporate Law | Securities and Exchange Commission | USA | — | — | View | |
| Rosenthal & Goldberg Associates | Securities and Exchange Commission | USA | — | — | View | |
| Rothman Securities | Securities and Exchange Commission | USA | — | — | View | |
| Rothridge Consulting Group | Securities and Exchange Commission | USA | — | — | View | |
| Ryan & Mahar, LLC | Securities and Exchange Commission | USA | — | — | View | |
| S-Acquisition Corp | Securities and Exchange Commission | USA | — | Page | View | |
| Safefxinvestment | Securities and Exchange Commission | USA | — | Page | View | |
| Salvora Invest and Trade, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Sanders Associates LLP | Securities and Exchange Commission | USA | — | — | View | |
| Santander Investment Securities Group | Securities and Exchange Commission | USA | — | — | View | |
| Sapporo Capital | Securities and Exchange Commission | USA | — | — | View | |
| Savana Trade | Securities and Exchange Commission | USA | — | — | View | |
| Saxon Invest | Securities and Exchange Commission | USA | — | — | View | |
| SB Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| SB Registry | Securities and Exchange Commission | USA | — | — | View | |
| SBV Venture Partners, a.k.a. SBV Venture Partners Law Services | Securities and Exchange Commission | USA | — | Page | View | |
| Schiller Gates, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Schroeder Law Firm | Securities and Exchange Commission | USA | — | — | View | |
| Schwartz Leiberman Associates | Securities and Exchange Commission | USA | — | — | View | |
| Scope Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Scorpio Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Scott & Alder | Securities and Exchange Commission | USA | — | — | View | |
| Scott and Fischer Consultancy Limited | Securities and Exchange Commission | USA | — | — | View | |
| Seago South Mergers & Acquisitions, LLP | Securities and Exchange Commission | USA | — | — | View | |
| Seale Capital Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Secure Insurance | Securities and Exchange Commission | USA | — | — | View | |
| Secured Capital Policy | Securities and Exchange Commission | USA | — | — | View | |
| Secured Trade Investment | Securities and Exchange Commission | USA | — | — | View | |
| Securedcryptomarket24 | Securities and Exchange Commission | USA | — | Page | View | |
| SecureFx Options | Securities and Exchange Commission | USA | — | — | View | |
| Securities Administration | Securities and Exchange Commission | USA | — | — | View | |
| Securities Africa Limited | Securities and Exchange Commission | USA | — | — | View | |
| Securities and Financial Commission (SFC) | Securities and Exchange Commission | USA | — | — | View | |
| Securities and Investments Disputes Agency | Securities and Exchange Commission | USA | — | — | View | |
| Securities and Investments Protection Committee | Securities and Exchange Commission | USA | — | Page | View | |
| Securities Board of Regulators | Securities and Exchange Commission | USA | — | — | View | |
| Securities Compliance Agency | Securities and Exchange Commission | USA | — | — | View | |
| Securities Fraud Protection Authority | Securities and Exchange Commission | USA | — | — | View | |
| Securities Registration & Corporate Oversight Commission | Securities and Exchange Commission | USA | — | — | View | |
| Securities Regulation and Recovery Bureau | Securities and Exchange Commission | USA | — | — | View | |
| Securities Regulation, Protection and Litigation Agency | Securities and Exchange Commission | USA | — | — | View | |
| Securities Regulatory Agency | Securities and Exchange Commission | USA | — | — | View | |
| Securities Regulatory Authority | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.