Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 38,051-38,100 of 42,122 results
Page 762 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| NW Advisors LLC | Securities and Exchange Commission | USA | — | — | View | |
| NY Finance Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| NYSE Block Finance. Aka nyseplatform.com | Securities and Exchange Commission | USA | — | — | View | |
| O'Coone, McCormack & Button Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Oasis Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Oasis Options | Securities and Exchange Commission | USA | — | — | View | |
| Obrien & Shepard Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Ocminvestments.ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Octacoin Capital | Securities and Exchange Commission | USA | — | — | View | |
| Office of Financial Affairs | Securities and Exchange Commission | USA | — | Page | View | |
| Offshore Securities Commission | Securities and Exchange Commission | USA | — | — | View | |
| Offshore Taxation | Securities and Exchange Commission | USA | — | — | View | |
| Offutt Securities Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Omnicap, LLC | Securities and Exchange Commission | USA | — | — | View | |
| One Global Management | Securities and Exchange Commission | USA | — | — | View | |
| One Global Venture Group | Securities and Exchange Commission | USA | — | — | View | |
| One New York Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Optimalfxtraderoption | Securities and Exchange Commission | USA | — | — | View | |
| Optimo Legal Associates | Securities and Exchange Commission | USA | — | — | View | |
| OptimumMarkets | Securities and Exchange Commission | USA | — | — | View | |
| Option9ine | Securities and Exchange Commission | USA | — | — | View | |
| Orbinoxstock | Securities and Exchange Commission | USA | — | — | View | |
| Orient Acquisitions Group Inc. | Securities and Exchange Commission | USA | — | — | View | |
| OrtalfxOptions | Securities and Exchange Commission | USA | — | — | View | |
| Osprey Partners LLC | Securities and Exchange Commission | USA | — | — | View | |
| OTCEX-Investment.com | Securities and Exchange Commission | USA | — | — | View | |
| Overseas Financial & Regulatory Oversight Board | Securities and Exchange Commission | USA | — | — | View | |
| Overseas Financial Authority | Securities and Exchange Commission | USA | — | — | View | |
| Overseas Investors Information Network | Securities and Exchange Commission | USA | — | — | View | |
| Overseas Security Trading Protection Commission | Securities and Exchange Commission | USA | — | — | View | |
| Oxford Mergers and Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| P.A.N. Securities LP | Securities and Exchange Commission | USA | — | — | View | |
| P.J. Solomon Securities LLC, a.k.a. P.J. Solomon LLC | Securities and Exchange Commission | USA | — | — | View | |
| Pacific American Securities | Securities and Exchange Commission | USA | — | — | View | |
| Pacific Capital Management LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Pacific Ventures Consultancy | Securities and Exchange Commission | USA | — | — | View | |
| Palmieri Angnardo & Co Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Pan American Acquisition Group | Securities and Exchange Commission | USA | — | — | View | |
| Paragon Capital Group, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Paragon Traders | Securities and Exchange Commission | USA | — | — | View | |
| Park Avenue Mergers and Acquisitions LLC | Securities and Exchange Commission | USA | — | — | View | |
| Parkbrook Capital Inc. aka Parkbrook Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Parker & Masters LLC | Securities and Exchange Commission | USA | — | — | View | |
| Parker & Mckenzie, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Passive Trade Plan | Securities and Exchange Commission | USA | — | — | View | |
| Paxmint Investment Management Company | Securities and Exchange Commission | USA | — | — | View | |
| Paycoinchain | Securities and Exchange Commission | USA | — | — | View | |
| PCA Capital | Securities and Exchange Commission | USA | — | — | View | |
| PDH Transfers LLC | Securities and Exchange Commission | USA | — | — | View | |
| Pederson Law Firm | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.