Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,901-37,950 of 42,122 results
Page 759 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Lincoln International Fund LP | Securities and Exchange Commission | USA | — | — | View | |
| Lincoln Trust Transfer Agency LLC | Securities and Exchange Commission | USA | — | — | View | |
| Lindenberg Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Liquidation Assets Protections Board | Securities and Exchange Commission | USA | — | Page | View | |
| Litmus Capital Management Group LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Livetradingfx | Securities and Exchange Commission | USA | — | Page | View | |
| Livingston Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| LJ Portfolios, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Lloyd Brown Investments, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Lloyd Morgan Company | Securities and Exchange Commission | USA | — | — | View | |
| Lloyds & Lambert Capital Ventures Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Lloyds Commercial Finance | Securities and Exchange Commission | USA | — | — | View | |
| LM Waterhouse | Securities and Exchange Commission | USA | — | — | View | |
| Loeb King Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Logan Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Lombard Grand Financials | Securities and Exchange Commission | USA | — | — | View | |
| Longworth and Richman Law Group | Securities and Exchange Commission | USA | — | — | View | |
| Lubater Consulting | Securities and Exchange Commission | USA | — | — | View | |
| Lynch and Nitomura | Securities and Exchange Commission | USA | — | — | View | |
| Lynx Mackenzie, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| M&A Global Consulting Group | Securities and Exchange Commission | USA | — | — | View | |
| M&A Securities Group | Securities and Exchange Commission | USA | — | — | View | |
| Macallaster Pitfield Mackay Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Macellum Capital Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| MacMillian Escrow Trust | Securities and Exchange Commission | USA | — | — | View | |
| Macro Acquisitions LLC | Securities and Exchange Commission | USA | — | — | View | |
| Macros Investment, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Madden Group Inc. (MGI) | Securities and Exchange Commission | USA | — | — | View | |
| Maddisson Jardine Associates | Securities and Exchange Commission | USA | — | — | View | |
| Madison Avenue Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Maecon Investment Group | Securities and Exchange Commission | USA | — | — | View | |
| MAGV Securities | Securities and Exchange Commission | USA | — | — | View | |
| Maitland Bell & Co. | Securities and Exchange Commission | USA | — | — | View | |
| Mallary & Company, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Mandolin Resources | Securities and Exchange Commission | USA | — | — | View | |
| Manhasset Capital Management Group | Securities and Exchange Commission | USA | — | Page | View | |
| Manhattan Acquisition Corp. | Securities and Exchange Commission | USA | — | — | View | |
| Manhattan Corporate Transfers | Securities and Exchange Commission | USA | — | — | View | |
| ManMar Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| Manning Capital Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Mannix M&A | Securities and Exchange Commission | USA | — | — | View | |
| Marcus & Company Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Marcus KPO Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Marsh & Reede Capital | Securities and Exchange Commission | USA | — | — | View | |
| Marshall Security & Transfer Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Martin Curtis Smith Group Limited Global Law | Securities and Exchange Commission | USA | — | — | View | |
| Mason Securities LLC | Securities and Exchange Commission | USA | — | — | View | |
| Massaki, Lane and Associates | Securities and Exchange Commission | USA | — | — | View | |
| Master Wealth Global | Securities and Exchange Commission | USA | — | — | View | |
| Mathisen Financial | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.