Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 37,051-37,100 of 42,122 results
Page 742 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Alpha Consulting Group | Securities and Exchange Commission | USA | — | — | View | |
| Alpha Corporate Consultants | Securities and Exchange Commission | USA | — | — | View | |
| Alpha Investment Management LLC | Securities and Exchange Commission | USA | — | — | View | |
| Alta Paramount Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Altaris Capital Securities, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Alter Management LLC | Securities and Exchange Commission | USA | — | — | View | |
| Ambitminers | Securities and Exchange Commission | USA | — | — | View | |
| American Financial Group, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| American First City Corporation | Securities and Exchange Commission | USA | — | — | View | |
| American First Securities | Securities and Exchange Commission | USA | — | — | View | |
| American Taxation Incorporated | Securities and Exchange Commission | USA | — | — | View | |
| AmericanFXtrade | Securities and Exchange Commission | USA | — | — | View | |
| AmeriFXpro | Securities and Exchange Commission | USA | — | Page | View | |
| Ameritradeoptions | Securities and Exchange Commission | USA | — | Page | View | |
| Amex-Financials | Securities and Exchange Commission | USA | — | — | View | |
| AMK Trust Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Andersen Mergers | Securities and Exchange Commission | USA | — | — | View | |
| Anderson & Scott LLP | Securities and Exchange Commission | USA | — | — | View | |
| Anderson Ford Financial | Securities and Exchange Commission | USA | — | — | View | |
| Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Angle Financial Solutions | Securities and Exchange Commission | USA | — | — | View | |
| Anoli Capital International, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Anti Cyber Crime & Financial | Securities and Exchange Commission | USA | — | — | View | |
| Apex Capital Acquisition Group | Securities and Exchange Commission | USA | — | — | View | |
| Apex Global Finance | Securities and Exchange Commission | USA | — | Page | View | |
| Apex Options | Securities and Exchange Commission | USA | — | — | View | |
| Apex Stock Transfer Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Apex376 Partners LLC | Securities and Exchange Commission | USA | — | — | View | |
| ApexFuturesFX | Securities and Exchange Commission | USA | — | — | View | |
| Apexfx Verge | Securities and Exchange Commission | USA | — | — | View | |
| Apexfxverge | Securities and Exchange Commission | USA | — | — | View | |
| Apexus Capital Investment | Securities and Exchange Commission | USA | — | — | View | |
| Apollo Global Securities LLC | Securities and Exchange Commission | USA | — | — | View | |
| Arcadia Acquisition Group Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Arcadia Trading Group, Ltd. Arcadia Oil & Gas, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Ardea Capital L.P. | Securities and Exchange Commission | USA | — | — | View | |
| Ardent Asset Advisors LP | Securities and Exchange Commission | USA | — | — | View | |
| Ares Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Argentinian Securities Commission | Securities and Exchange Commission | USA | — | — | View | |
| Argonoak | Securities and Exchange Commission | USA | — | — | View | |
| Arista Capital Ventures | Securities and Exchange Commission | USA | — | Page | View | |
| Arlington Securities Group | Securities and Exchange Commission | USA | — | — | View | |
| Arron Copeland | Securities and Exchange Commission | USA | — | — | View | |
| Ashley Partners M&A | Securities and Exchange Commission | USA | — | — | View | |
| Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Asprey Associates | Securities and Exchange Commission | USA | — | — | View | |
| Asset Recovery Solutions | Securities and Exchange Commission | USA | — | — | View | |
| Asset Trust Management, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Association of Securities Transfer Companies (ASTC) | Securities and Exchange Commission | USA | — | — | View | |
| Astride Capitals a/k/a Astride Forex Trade | Securities and Exchange Commission | USA | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.