Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 14,901-14,950 of 42,122 results
Page 299 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Clarity Capital Markets | Financial Conduct Authority | GBR | — | — | View | |
| EUREX CAPITAL CORP. | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Eldridge Financial | Financial Conduct Authority | GBR | — | — | View | |
| Montgomery Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Whitmore Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Platinum Capital Management Limited | Financial Conduct Authority | GBR | — | Page | View | |
| Companies Investment Holdings Ltd | Financial Conduct Authority | GBR | — | — | View | |
| www.vivodelabolsa.com | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Lawrence James & Associates | Financial Conduct Authority | GBR | — | — | View | |
| GLOBALFX MANAGEMENT TRADING LIMITED, Road Town (Tortola, British Virgin Islands), Zweigniederlassung Zürich | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Reynolds Consultancy Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Ardea Capital LP | Financial Conduct Authority | GBR | — | — | View | |
| Axis Trading Group Incorporated | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| The Asia Gold Mining Asset Corporation | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Priory Investments Services Ltd. | British Virgin Islands Financial Services Commission | VGB | — | Page | View | |
| Balfour Beatty | Financial Conduct Authority | GBR | — | — | View | |
| Allianz Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Vilaron compagnie inc. | Autorité des marchés financiers | CAN | — | — | View | |
| Mergers and Acquisitions Financial Administration | Financial Conduct Authority | GBR | — | — | View | |
| Peterson Capital Partners Inc | Financial Conduct Authority | GBR | — | — | View | |
| Ausante LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| MKP Capital Europe / MKP Europe | Financial Conduct Authority | GBR | — | — | View | |
| AMG Finanz LTD | Financial Market Authority | AUT | — | — | View | |
| Stalmann Clark | Financial Conduct Authority | GBR | — | — | View | |
| Palmer Corporate Solutions, LLC | Financial Conduct Authority | GBR | — | — | View | |
| Sol Transfer Agents LLC | Financial Conduct Authority | GBR | — | — | View | |
| VC Management China Ltd | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Drobium Associates | Australian Securities and Investments Commission | AUS | — | Page | View | |
| iOption Group Ltd | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Madison Private Equity LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Phoenix Private Equity LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Kremer Moyse AG | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| CMS AG, Marshall Islands, Zweigniederlassung Riedmatt | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Kendall Morgan Partners | Securities and Futures Commission | HKG | — | — | View | |
| Interactive Investor Trading Limited / Share Price UK | Financial Conduct Authority | GBR | — | Page | View | |
| Goldberg Capital Group Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Paxinvest.com Limited | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Nova Tradex Financial Holdings Ltd. | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Forex Place Ltd. | British Virgin Islands Financial Services Commission | VGB | — | Page | View | |
| WBS Holding Ltd. | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Equiniti Registrars Group | Financial Conduct Authority | GBR | — | — | View | |
| AdvisorCorp Ltd | Financial Conduct Authority | GBR | — | — | View | |
| MM Institutional | Financial Conduct Authority | GBR | — | — | View | |
| Coleman and Partners | Financial Conduct Authority | GBR | — | — | View | |
| Telemar Data Management | Central Bank of Ireland | IRL | — | — | View | |
| Swiss8, S.A. | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Eurotex Global Savings and Trust, S.A. | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Bradley King M & A | Financial Conduct Authority | GBR | — | — | View | |
| Swan Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Davis & Co LLC | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.