Unknown (Misrepresentation of trade name, such as "Wells Fargo Securities Co., Ltd.")
Flagged by Financial Services Agency · Japan (JPN)
Official Warnings (1)
1. Location of office or Address
Unknown
2. Content, etc. of Business
Indication on the corporate website that the company conducts financial instruments business without the statutory registration in Japan
3. Notes
The company misrepresents itself as a registered Type I financial instruments business operator on its website indicating “金融商品取引業者（第１種金融商品取引業）” and “関東財務局長(金商)第1655号：ウェルズ・ファーゴ証券株式会社”, which mean “Type I Financial Instruments Business Operator” and “Kanto Local Finance Bureau (FIBO: Financial Instruments Business Operators) No. 1655: Wells Fargo Securities Co., Ltd.” respectively.
Business Page & Reviews
Unknown (Misrepresentation of trade name, such as "Wells Fargo Securities Co., Ltd.") has a listing on our platform. You can read customer reviews and submit your own experience (only 1–3 star ratings are accepted for flagged firms).
Other Flagged Firms (JPN)
This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.