朝日証券株式会社 (Asahi Securities Co., Ltd.)
Flagged by Financial Services Agency · Japan (JPN)
Official Warnings (1)
1. Location of office or Address
Toranomon Hills Station Tower, 2-6-1 Toranomon, Minato-ku, Tokyo
2. Content, etc. of Business
Indication on the corporate website that the company conducts financial instruments business without the statutory registration in Japan
3. Notes
The company misrepresents itself as a registered financial instruments business operator on its website indicating “金融商品取引業者 関東財務局長（金商）第2556号”, “第一種金融商品取引業者”, “第二種金融商品取引業者”, ”投資助言・代理業” and “投資運用業”, which mean "Financial Instruments Business Operator, Kanto Local Finance Bureau (FIBO: Financial Instruments Business Operators) No. 2556.", "Type I Financial Instruments Business Operator", "Type II Financial Instruments Business Operator", "Investment Advisory and Agency Business", and "Investment Management Business".
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