Regulatory Warnings Database

Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

42,122 Flagged Firms
68+ Regulators
73 Countries
Showing 42,051-42,100 of 42,122 results Page 842 of 843
Firm Name Regulator Type Country Date Reviews Source
Exemptions from short-selling requirements FCA Unauthorised GBR — — View
Market Abuse Regulation FCA Unauthorised GBR — — View
How to report suspected market abuse as an individual FCA Unauthorised GBR — — View
How to report suspected market abuse as a firm or trading venue FCA Unauthorised GBR — — View
Central securities depositories FCA Unauthorised GBR — — View
Benchmarks FCA Unauthorised GBR — — View
UK Securities Financing Transactions Regulation (UK SFTR) FCA Unauthorised GBR — — View
UK EMIR FCA Unauthorised GBR — — View
Securitisation FCA Unauthorised GBR — — View
Data reporting services providers FCA Unauthorised GBR — Page View
About LIBOR transition FCA Unauthorised GBR — — View
The sponsor regime FCA Unauthorised GBR — — View
Regulatory Disclosures FCA Unauthorised GBR — — View
Listing applications and cancellations FCA Unauthorised GBR — — View
Knowledge Base FCA Unauthorised GBR — Page View
Forms and checklists FCA Unauthorised GBR — — View
Markets FCA Unauthorised GBR — Page View
Sign up FCA Unauthorised GBR — — View
Senior Managers and Certification Regime FCA Unauthorised GBR — — View
Open banking and open finance FCA Unauthorised GBR — — View
Financial crime FCA Unauthorised GBR — Page View
FCA support services for firms FCA Unauthorised GBR — Page View
Cryptoassets FCA Unauthorised GBR — Page View
Consumer Duty FCA Unauthorised GBR — — View
AI: artificial intelligence in financial services FCA Unauthorised GBR — Page View
Focus areas FCA Unauthorised GBR — — View
Principals and appointed representatives FCA Unauthorised GBR — — View
Keeping your firm's information up to date FCA Unauthorised GBR — — View
Fees and levies FCA Unauthorised GBR — — View
Change in control FCA Unauthorised GBR — — View
Approved persons FCA Unauthorised GBR — — View
Tasks for firms FCA Unauthorised GBR — — View
Mutual societies FCA Unauthorised GBR — — View
Innovation Hub FCA Unauthorised GBR — — View
Funeral plan providers and intermediaries FCA Unauthorised GBR — — View
Electronic money and payment institutions FCA Unauthorised GBR — — View
Consumer credit firms FCA Unauthorised GBR — — View
Claims management companies FCA Unauthorised GBR — — View
All firms FCA Unauthorised GBR — — View
How to apply for authorisation or registration FCA Unauthorised GBR — — View
Check if a firm is authorised FCA Unauthorised GBR — — View
Cancelling an authorisation or registration FCA Unauthorised GBR — — View
Firm authorisation FCA Unauthorised GBR — — View
Find out more FCA Unauthorised GBR — — View
Firms FCA Unauthorised GBR — Page View
How we work FCA Unauthorised GBR — — View
Experienced professionals FCA Unauthorised GBR — — View
Early careers FCA Unauthorised GBR — — View
Careers home FCA Unauthorised GBR — — View
FCA Board FCA Unauthorised GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.