Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 15,401-15,450 of 42,122 results
Page 309 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| SMO Fitzgerald Global | Finansinspektionen | SWE | — | — | View | |
| Hoover Bright Independent Finance Advisory | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Global Brokers Asia | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Hoover Bright Independent Finance Advisory | Finansinspektionen | SWE | — | — | View | |
| Marklin Investment Group | British Columbia Securities Commission | CAN | — | — | View | |
| Toyo Securities | Financial Conduct Authority | GBR | — | — | View | |
| The Platinum Capital Group | Securities and Futures Commission | HKG | — | — | View | |
| Triumph Financial Advisors Inc. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Brevan Howard Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| HZ Capital | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Spencer and Richardson Financial | Financial Conduct Authority | GBR | — | — | View | |
| The Corliss Group | Finansinspektionen | SWE | — | — | View | |
| Knox Securities Corp | Financial Conduct Authority | GBR | — | — | View | |
| Doyle Hutton Associates | Securities and Futures Commission | HKG | — | — | View | |
| China International Capital Corporation Limited (CICC) | Financial Conduct Authority | GBR | — | — | View | |
| Investment Assurance Corporation | Finansinspektionen | SWE | — | — | View | |
| FxGcmi, Global Capital Markets FX LLC or Global Capital Markets FX Ltd | Malta Financial Services Authority | MLT | — | — | View | |
| Wentworth Worldwide Ltd. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| TL Mallen, LLC. | Financial Conduct Authority | GBR | — | — | View | |
| Token Financial | Central Bank of Ireland | IRL | — | Page | View | |
| WCM777 | Autorité des marchés financiers | CAN | — | — | View | |
| TREBOL TRADING LLC | Financial Services and Markets Authority | BEL | — | — | View | |
| Hong Kong Global Exchange Co. Ltd. | Securities and Futures Commission | HKG | — | — | View | |
| KTC Capital Management | Securities Commission | MYS | — | Page | View | |
| Concept Fund Solutions PLC | Financial Conduct Authority | GBR | — | — | View | |
| WBlake | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Wealth Builder FX Group Limited | Securities and Futures Commission | HKG | — | — | View | |
| Herrington Global / Shenzhen Commodity Exchange | Finansinspektionen | SWE | — | — | View | |
| Lin Warwick | Finansinspektionen | SWE | — | — | View | |
| BlackRock Fund Managers Limited | Financial Conduct Authority | GBR | — | — | View | |
| Frontiers Group Global Investment or Frontiers Group Investment Ltd | Malta Financial Services Authority | MLT | — | — | View | |
| Hartford Group International | Financial Supervisory Commission | TWN | — | — | View | |
| RBOptions | Ontario Securities Commission | CAN | — | Page | View | |
| Global Intermediate Finance / The GIF Group / The GIF Group Zurich | Financial Conduct Authority | GBR | — | — | View | |
| High-Yield Investment Programs | Autorité des marchés financiers | CAN | — | — | View | |
| IGK Broker Limited | Securities and Futures Commission | HKG | — | — | View | |
| FIndex9.com Limited | Securities and Futures Commission | HKG | — | — | View | |
| LSE Acquisitions | Securities and Futures Commission | HKG | — | — | View | |
| Southstar (Asia) Limited | Securities and Futures Commission | HKG | — | — | View | |
| Southstar Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Southstar Holdings Limited | Securities and Futures Commission | HKG | — | — | View | |
| Devonshire Holdings | Financial Conduct Authority | GBR | — | — | View | |
| Wealth Planning Solutions Europe | Financial Conduct Authority | GBR | — | — | View | |
| Capital Strategies SA | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Ko Sin Corporation Limited | Securities and Futures Commission | HKG | — | — | View | |
| Herrington Global | Securities and Futures Commission | HKG | — | — | View | |
| Vantage Capital Research | Securities and Futures Commission | HKG | — | — | View | |
| Ashland Mergers & Acquisitions Management | Central Bank of Ireland | IRL | — | — | View | |
| Blue Ribbon Financial | Finansinspektionen | SWE | — | — | View | |
| Morris & Dazz Asset Evaluators Ltd. | Finansinspektionen | SWE | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.