Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 15,301-15,350 of 42,122 results
Page 307 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Dyman Associates | Finansinspektionen | SWE | — | — | View | |
| Morris Capital Partners | Securities and Futures Commission | HKG | — | — | View | |
| Vestcor | Finansinspektionen | SWE | — | — | View | |
| TELETRADE | Comissão de Valores Mobiliários | BRA | — | — | View | |
| RBOptions | British Columbia Securities Commission | CAN | — | Page | View | |
| Global Brokers Asia | Securities and Futures Commission | HKG | — | — | View | |
| Reid & Stone Ventures | Finansinspektionen | SWE | — | — | View | |
| Swiss Wealth Ltd. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| JARVIS COHEN ASSOCIATES | Financial Conduct Authority | GBR | — | — | View | |
| Glendale Growth & Trust | British Columbia Securities Commission | CAN | — | — | View | |
| 1st American Securities | Finansinspektionen | SWE | — | — | View | |
| Dyman Associates | Financial Market Authority | AUT | — | — | View | |
| NEA Europe Limited | Financial Market Authority | AUT | — | — | View | |
| Capital Trust Management | Financial Market Authority | AUT | — | Page | View | |
| IDELSON GROUP - TAIWAN OPTIONS AND FUTURES EXCHANGES | Financial Services and Markets Authority | BEL | — | — | View | |
| Charterhouse Wealth Management | Finansinspektionen | SWE | — | — | View | |
| Clairmont Capital Partners | Finansinspektionen | SWE | — | — | View | |
| Galaxy Investment Management Limited | Ontario Securities Commission | CAN | — | — | View | |
| MONTALVO ASSET MANAGEMENT Sàrl, en liquidation | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| FutureBarrel.com | British Columbia Securities Commission | CAN | — | — | View | |
| Mesirow Financial | Financial Conduct Authority | GBR | — | — | View | |
| Strategic Private Equity LLC | Financial Conduct Authority | GBR | — | Page | View | |
| Brookes and Hargreaves | Financial Conduct Authority | GBR | — | — | View | |
| Chelsea Financial | Financial Conduct Authority | GBR | — | — | View | |
| ForexTrada | Financial Services and Markets Authority | BEL | — | Page | View | |
| Cayman Asset Management | Finansinspektionen | SWE | — | — | View | |
| Sierra Finance Asset Management | Finansinspektionen | SWE | — | — | View | |
| NORD FX | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| AVANTI HOLDINGS-INTERFINANZAS ADVISORS CORP-IBS CONSULTING GROUP | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Great Wall Asset Management Corp | Securities and Futures Commission | HKG | — | — | View | |
| Redford Securities International | Financial Conduct Authority | GBR | — | Page | View | |
| WorldBridge Securities | Financial Services Commission | MUS | — | — | View | |
| Kanagawa Associates | Finansinspektionen | SWE | — | — | View | |
| Dr. Christian Fischer | Financial Market Authority | AUT | — | — | View | |
| Furlow Capital | Finansinspektionen | SWE | — | — | View | |
| Bronte Financial | Finansinspektionen | SWE | — | — | View | |
| Ledbury Moore | Financial Conduct Authority | GBR | — | — | View | |
| Al Reen Capital | Financial Conduct Authority | GBR | — | — | View | |
| Fortress Global Markets, SARL | Ontario Securities Commission | CAN | — | — | View | |
| ProTec Advisors | Ontario Securities Commission | CAN | — | — | View | |
| Norex Trade Advisors | Ontario Securities Commission | CAN | — | — | View | |
| IQ Holding International S.A. doing business as www.iqhinternational.com | Ontario Securities Commission | CAN | — | — | View | |
| Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net | Ontario Securities Commission | CAN | — | — | View | |
| The Tunstall Group | Finansinspektionen | SWE | — | — | View | |
| IFS – International Financial Services Inc. | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Kaizen Pacific | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Winston & Churchill Private Equity | Isle of Man Financial Services Authority | IMN | — | Page | View | |
| Global Investment Bank (IOM) Ltd & Global Investment Bank Offshore Services Limited | Isle of Man Financial Services Authority | IMN | — | Page | View | |
| NOVA PORTFOLIO MANAGERS | Financial Conduct Authority | GBR | — | — | View | |
| Baxter-Stanley and Associates | Finansinspektionen | SWE | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.