Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 1,201-1,250 of 1,434 results Page 25 of 29
Firm Name Regulator Type Country Date Reviews Source
Capital Wealth Management Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Front-Management24 Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Plus-600 Management Ltd. / Plus-600 Corporation Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
capitalwealthmanagement.co (Clone of FCA Authorised Appointed Representative) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Ascend Wealth Capital Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Colorfull Management Ltd Polish Financial Supervision Authority Other POL — — View
Winton Fund Management (Clone) Central Bank of Ireland Other IRL — — View
ifdgl.com/ Investment Funds Direct Group Management / Investment Funds Direct Group (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.alarafundsmanagement.com Australian Securities and Investments Commission Other AUS — — View
Hong Kong SCE Group Co., Ltd / Innovation Science Asset Management Co., Ltd Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Pip Asset Management Ltd / www.pipsasset.com Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Braxton Wealth Management Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
Blackridge Capital Management Ltd, Alphascrypto, Fast-Mng Commissione Nazionale per le Società e la Borsa Other ITA — Page View
Apex Managements (apexmanagements.com) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
BOEING FINANCIAL MANAGEMENT LIMITED Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Blacktower Financial Management Group / blacktowerfmg-cfd.com (Clone of FCA Authorised Firm and Previously Authorised FCA Firm / Authorised EEA Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
M.B.F. Management Limited The Dutch Authority for the Financial Markets Unregistered/Unlicensed entity offeri... NLD — — View
Impersonation of Montgomery Investment Management Pty. Ltd. (flexigroupltdtrade.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of B.Q.L. Management Pty Ltd (bql-management.com) Australian Securities and Investments Commission Other AUS — Page View
YorkCapital EU - cloning of York Capital Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — Page View
Braxton Wealth Management Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Oxiana Group (oxianagroup.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of Capital Managed Investments Ltd (capitalmanagedinvestmentsglobal.com) Australian Securities and Investments Commission Other AUS — Page View
https://www.capitalwealthmanagement.co/ Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Impersonation of Star Funds Managment Pty Ltd (starfundsfx.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of Capital Managed Investments Ltd (capitalmanagedinvestmentsltd.com) Australian Securities and Investments Commission Other AUS — Page View
BLUE OCEAN CAPITAL MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Capital-adv (Clone of FCA Authorised Firm Capital Direct Management (UK) Ltd FRN: 753074) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
IPM International Portfolio Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
‘VT CAPITAL MANAGEMENT’ Hellenic Capital Market Commission Unregistered/Unlicensed entity offeri... GRC — Page View
Tcrinvest, Interactive Capitalwealthmanagement.co, BGB Partners, FDXCrypto, Digital Trust CSP Fzco Commissione Nazionale per le Società e la Borsa Other ITA — Page View
Orald Management AB (CLONE) Central Bank of Ireland Other IRL — — View
Fineco Asset Management (CLONE) Central Bank of Ireland Other IRL — — View
Impersonation of STK Management Pty Limited (stkaccess.com and stkcorp.com); Australian Securities and Investments Commission Other AUS — Page View
Alpha Portfolio Management Ltd National Securities and Stock Market Commission Unregistered/Unlicensed entity offeri... UKR — — View
GMFX Fund Management (gmfxfunds.com) Australian Securities and Investments Commission Other AUS — Page View
www.swissassetsmanagement.ch Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
https://elston-management.com Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Braxton Wealth Management British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
HYPERION FINANCIAL MANAGEMENT / HFM (uses the name of the company regulated by the FCA) National Securities and Stock Market Commission Unregistered/Unlicensed entity offeri... UKR — — View
BOEING FINANCIAL MANAGEMENT LIMITED National Securities and Stock Market Commission Other UKR — — View
M.B.F. MANAGEMENT LIMITED National Securities and Stock Market Commission Other UKR — — View
PLATINUM FX COST CONTROL AND RISK MANAGEMENT British Virgin Islands Financial Services Commission Unregistered/Unlicensed entity offeri... VGB — — View
EXUBERANCE ASSETS MANAGEMENT British Virgin Islands Financial Services Commission Unregistered/Unlicensed entity offeri... VGB — — View
Impersonation of Star Funds Management Pty Ltd (ruizfx.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of Ij Funds Manament Pty Ltd (ijfundsmanagement.com) Australian Securities and Investments Commission Other AUS — Page View
Tricom Capital Management, Alpha-securities Ltd, Wader Securities, and WCT Investments PTE Ltd – Suspected Scam Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Impersonation of Swita Investment Management Pty Ltd (switainvestment.com) Australian Securities and Investments Commission Other AUS — Page View
BORTON-ACKERMAN MANAGEMENT GROUP Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Verimetric / Verimetric Securities / Verimetric Asset Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.