Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 751-800 of 1,434 results
Page 16 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Akanagi Group | Financial Market Authority | AUT | — | — | View | |
| Amundi Asset Management (Clone of EEA authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| Royce Equity Management | Australian Securities and Investments Commission | AUS | — | — | View | |
| JJ Matthias Asset Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Goldbrigde Fund Management (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Trinity Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| FIVE WINDS ASSET MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Royce Equity Management | Securities and Futures Commission | HKG | — | — | View | |
| Hongkong Enterprise Equity Transfer Management System Center Co Ltd | Securities and Futures Commission | HKG | — | — | View | |
| Global Multi-Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Atlantic Gobal Asset Management | British Columbia Securities Commission | CAN | — | — | View | |
| Allied Capital Management L.P. | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Marathon Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Allied Capital Management L.P | Australian Securities and Investments Commission | AUS | — | Page | View | |
| KESF Private Asset Management, Inc. | Financial Market Authority | AUT | — | — | View | |
| CROWN MANAGERS | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Peak Managers Inc. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Global Project Management SA | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| J&T Capital Management | Financial Market Authority | LIE | — | Page | View | |
| Bluestone Asset Management (Europe) S.A. | Financial Conduct Authority | GBR | — | — | View | |
| Jupiter Fund Management (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Marc Hermann Wealth Management (clone) | Financial Conduct Authority | GBR | — | Page | View | |
| Atwood Stanley Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Sterling Fund & Co Wealth Management | Jersey Financial Services Commission | JEY | — | — | View | |
| Five Winds Asset Management, Iforex24 Ltd (www..iforex24.com), Smart Choice Zone Lp and Titanium Tech Solutions Limited (www.toroption.com), Nostro Technology Ltd (www.xlrtrade.com) and Black Parrot Limited - Blonde Bear Ou | Commissione Nazionale per le Società e la Borsa | ITA | — | Page | View | |
| Five Winds Asset Management and Compendium Value Limited | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Jana Hudikova Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Bluestone Asset Management (Europe) S.A. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Prince de Heidendorf Asset Management | Financial Market Authority | AUT | — | — | View | |
| Nagaharu Global | Financial Market Authority | AUT | — | — | View | |
| Greenwood Capital Management | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Privé Global Management Services Ltd. (clone of FCA authorised firm) | Financial Conduct Authority | GBR | — | Page | View | |
| Satis Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Marc Hermann Wealth Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Preussen Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Howard Capital Management Pty Ltd | Securities and Futures Commission | HKG | — | Page | View | |
| General Asset Management (clone of FCA authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| Redbrook Financial Management | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| www.opcompany.net, Risolvo Srl, Questra World, Atlantic Global Asset Management, www.segnalivincenti.net | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Preston Management (Clone) | Financial Conduct Authority | GBR | — | — | View | |
| MARVIN MANAGEMENT, S.L | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| The Wealth Management Services Group (WMS) | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Radcliffe & Young Asset Management / Radcliffe and Young | Financial Conduct Authority | GBR | — | — | View | |
| BlackRock Crypto Asset Management Limited (Clone) | Financial Conduct Authority | GBR | — | Page | View | |
| TVT Partners / TVT Investment management limited | Financial Conduct Authority | GBR | — | — | View | |
| Blackwell Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Radcliffe & Young Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| SP Financial Management Limited t\a Ubanka (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Bradshaw Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| RedCap Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.