Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 1-50 of 1,434 results
Page 1 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Impersonation of Sia Funds Management Pty Ltd (siaiba.com)
www.siaiba.com |
ASIC (Australia) | AUS | Feb 2026 | Page | View | |
| VTW Management | Financial Conduct Authority | GBR | Feb 2026 | Page | View | |
| ASSET MANAGEMENT ONE LIMITED (CLON) | Comisión Nacional del Mercado de Valores | ESP | Feb 2026 | Page | View | |
| sardona-ag.com / sardonagroup.com | Swiss Financial Market Supervisory Authority | CHE | Jan 2026 | Page | View | |
| Facebook page "Sawakami Asset Management" | Securities and Exchange Commission | THA | Jan 2026 | — | View | |
| Facebook page "Asset management" | Securities and Exchange Commission | THA | Jan 2026 | — | View | |
| LionHawk Capital Management (Clone of FCA authorised firm) | Financial Conduct Authority | Unregistered/Unlicensed entity offeri... | GBR | Jan 2026 | Page | View |
| Wallwood Capital Management Limited | Commissione Nazionale per le Società e la Borsa | Unregistered/Unlicensed entity offeri... | ITA | Jan 2026 | Page | View |
| Genus Capital Management (no relation to the British Columbia registered firm Genus Capital Management Inc.) | British Columbia Securities Commission | CAN | Jan 2026 | Page | View | |
| VOLCANO CAPITAL MARKETING MANAGEMENT | Capital Market Authority | ARE | Jan 2026 | — | View | |
|
Swiss Wealth Management
swisswealthm.ai, swisswealthm.com, swisswealthm.net |
Autorité des marchés financiers | CAN | Dec 2025 | Page | View | |
|
Profitron Dash (jeonagrosman.top and others)
jeonagrosman.top |
ASIC (Australia) | AUS | Dec 2025 | Page | View | |
| Profitron Dash (jeonagrosman.top and others) | Australian Securities and Investments Commission | AUS | Dec 2025 | Page | View | |
| Mirante Fund Management | Dubai Financial Services Authority | Registered/Licensed entity impersonators | ARE | Dec 2025 | — | View |
| Apollo Global Management | Comisión para el Mercado Financiero (Financial Market Commission) | CHL | Dec 2025 | Page | View | |
| Appollo Global Management (Clone) | Financial Services and Markets Authority | Registered/Licensed entity impersonators | BEL | Dec 2025 | — | View |
|
Dacha Asset Management
www.dacha-assetmanagements.com |
Financial Conduct Authority | GBR | Dec 2025 | Page | View | |
| Prometheus INVESTMENT MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | Dec 2025 | Page | View | |
| JLT WEALTH MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | Dec 2025 | Page | View | |
|
Impersonation of Peridot Investment Management Pty Ltd (theperiodot.com)
www.theperidot.com |
ASIC (Australia) | AUS | Dec 2025 | Page | View | |
| Impersonation of Peridot Investment Management Pty Ltd (theperiodot.com) | Australian Securities and Investments Commission | Registered/Licensed entity impersonators | AUS | Dec 2025 | Page | View |
|
Impersonation of Managed Portfolio Services Limited (mpsfc.com)
mpsfc.com |
ASIC (Australia) | AUS | Nov 2025 | Page | View | |
|
Crypto Coins Management Ltd
cryptcoinsmlt.com |
Finansinspektionen | Fraud and Other Types of Misconduct | SWE | Nov 2025 | Page | View |
| Exon Wealth Management / Exonwealth | Financial Conduct Authority | GBR | Nov 2025 | Page | View | |
| Capital Management | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Nov 2025 | Page | View |
| Pocketasset Management | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Nov 2025 | Page | View |
| Tirom Funds Management | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Nov 2025 | Page | View |
| Wealth Management Firms | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Nov 2025 | Page | View |
| PASS INVESTMENT MANAGERS | Comisión Nacional del Mercado de Valores | ESP | Nov 2025 | Page | View | |
|
Impersonation of Spartan Asset Management Pty Ltd (spartanam.com)
spartanam.com |
ASIC (Australia) | AUS | Nov 2025 | Page | View | |
| mirante-fund-management.com | Swiss Financial Market Supervisory Authority | CHE | Nov 2025 | Page | View | |
| LuxenRise Management Ltd / luxenrise.com / luxenrise.net | Swiss Financial Market Supervisory Authority | CHE | Nov 2025 | Page | View | |
| VASSET MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | Nov 2025 | Page | View | |
| Facebook page "Gold Management and Consulting" | Securities and Exchange Commission | THA | Nov 2025 | — | View | |
| emasan-ag.com / emasanag.com | Swiss Financial Market Supervisory Authority | CHE | Nov 2025 | Page | View | |
| D Finance Capital Management Ltd | Dubai Financial Services Authority | Unregistered/Unlicensed entity offeri... | ARE | Nov 2025 | Page | View |
| アファーマティブ・インベ ストメント・マネジメン ト・ジャパン株式会社 （Affirmative Investment Management Japan Inc.） | Financial Services Agency | JPN | Oct 2025 | Page | View | |
| Apexasset-Management (Imposter) | Financial Markets Authority | Registered/Licensed entity impersonat... | NZL | Oct 2025 | Page | View |
| Facebook page "M۫anagement Ānd Ɠold Consulting" | Securities and Exchange Commission | THA | Oct 2025 | — | View | |
| Asset Portfolio Management | Financial Conduct Authority | Unregistered/Unlicensed entity offeri... | GBR | Oct 2025 | Page | View |
| Arquette Insurance and Wealth Management | Ontario Securities Commission | CAN | Oct 2025 | — | View | |
| North Star Management Japan | Financial Services and Markets Authority | Fraud and Other Types of Misconduct | BEL | Oct 2025 | Page | View |
| NQD Global Marketing Management L.L.C | Capital Market Authority | ARE | Oct 2025 | — | View | |
| Deutsche Bank Wealth Management (CLONE) / Deutsche Bank AG (CLONE) / DB UK Bank Limited (CLONE) | Central Bank of Ireland | IRL | Oct 2025 | — | View | |
| Waste Management (WM) | Financial Regulatory Authority | EGY | Oct 2025 | Page | View | |
|
BLAZE ASSET MANAGEMENT
www.blazeassetmgt.com |
Financial Conduct Authority | GBR | Oct 2025 | Page | View | |
| PEDRO ASSET MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | Oct 2025 | Page | View | |
| Al Maimoon Wealth Management | Financial Services Authority | OMN | Oct 2025 | Page | View | |
| BAM ASSET MANAGEMENT SPA | Comisión para el Mercado Financiero (Financial Market Commission) | CHL | Oct 2025 | Page | View | |
| MP Fund Management (MPFM) | Malta Financial Services Authority | MLT | Oct 2025 | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.