Regulatory Warnings Database
Over 28 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
28
Flagged Firms
68+
Regulators
73
Countries
Showing 1-28 of 28 results
Page 1 of 1
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| LIBRA Capital LLC dba LIBRA (no relation to LIBRA CAPITAL L.L.C. - New York Department of State ID 2123028) | British Columbia Securities Commission | CAN | Jan 2026 | Page | View | |
| Unknown (Misrepresentation of the trade name, such as "Cook Pine Capital LLC") | Financial Services Agency | JPN | Oct 2025 | Page | View | |
| Prime Capital LLC (Imposter) | Financial Markets Authority | Registered/Licensed entity impersonat... | NZL | Oct 2025 | Page | View |
| Bit Capital LLC | Financial Conduct Authority | GBR | Oct 2025 | Page | View | |
| Prime Capital LLC | Alberta Securities Commission | CAN | May 2025 | Page | View | |
|
Intep Capital LLC
www.intepcapital.com |
ASIC (Australia) | AUS | May 2020 | Page | View | |
|
Edgewatercapital LLC
www.edgecaponline.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| RYM Capital Corporation, S.A. DE C.V. Sofom E.N.R. and/or RYMCAPITAL LLC. | Comisión Nacional Bancaria y de Valores | MEX | — | — | View | |
| Welborn Capital LLC | Financial Conduct Authority | GBR | — | — | View | |
| SGX Financial / Oakbridge Capital LLC. | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Oakbridge Capital LLC / SGX Financial | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Aspen Capital LLC | Finansinspektionen | SWE | — | — | View | |
| Glacier Bay Capital LLC | Finansinspektionen | SWE | — | — | View | |
| Cole & Rushton LLC – Ernst & Taylor LLP – Friedman Global – Shanghai Derivatives Exchange (SHDEX) – Caïs Capital LLC – RBCT Trading – PWL Trading – BNK Trading – East Tech Trad. – Nyt Trading – TAML Trading | Financial Services and Markets Authority | BEL | — | Page | View | |
| Chancellor Capital LLC | Securities and Futures Commission | HKG | — | — | View | |
| Farallon capital LLC (clone of authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| HB Enterprises OU and Fina Holding Incorporated, Kiqiwk Holdings Intl Limited, Empire Capital LLC, Empirecfd Limited | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| 555Markets / Trinity Capital LLC | Comissão do Mercado de Valores Mobiliários | PRT | — | — | View | |
| 360 GLOBAL CAPITAL LLC | Financial Conduct Authority | GBR | — | — | View | |
| CULTURE CAPITAL LLC | Financial Conduct Authority | GBR | — | — | View | |
| Capital LLC | Financial Conduct Authority | GBR | — | Page | View | |
| FREEDOM CAPITAL LLC FC | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| ADG Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| Cain Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| CAIS Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| Europa Commodities, a.k.a. Europa Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| ManMar Capital LLC | Securities and Exchange Commission | USA | — | — | View | |
| 555 Markets e Trinity Capital LLC | Comissão de Valores Mobiliários | BRA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.