Regulatory Warnings Database

Over 59 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

59 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 1-50 of 59 results Page 1 of 2
Firm Name Regulator Type Country Date Reviews Source
Impersonation of Balmoral Asset Management Pty Ltd (balmoralmarch.com)
balmoralmarch.com 		ASIC (Australia) Imposter AUS Apr 2025 Page View
Provident International Asset Management
www.providentuk.com 		ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Pro Capital Asset Management ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
International Asset Management ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Bell International Asset Management
www.bellinternationalam.com 		ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Advent-Oriental Asset Management
www.advent-oriental.com 		ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Financial Asset Management, Inc. Finansinspektionen Unauthorised SWE — — View
First Initial Asset Management Financial Conduct Authority Unauthorised GBR — — View
Brassel Capital Asset Management Limited Securities and Futures Commission Unauthorised HKG — Page View
Swiss & Global Asset Management Financial Conduct Authority Unauthorised GBR — — View
Swiss Global Asset Management Financial Conduct Authority Unauthorised GBR — — View
Federal Asset Management Finansinspektionen Unauthorised SWE — — View
Knightsbridge Management International Asset Management Financial Conduct Authority Unauthorised GBR — Page View
Hong Kong International Asset Management Limited Securities and Futures Commission Unauthorised HKG — — View
UBS Global Asset Management Funds Ltd Financial Conduct Authority Unauthorised GBR — — View
International Asset Management Group Ltd Financial Conduct Authority Unauthorised GBR — — View
Norton Global Asset Management Securities and Futures Commission Unauthorised HKG — — View
Osaka Financial/Nippon Capital Asset Management Danish Financial Supervisory Authority Unauthorised DNK — Page View
Nippon Capital Asset Management Securities and Futures Commission Unauthorised HKG — Page View
ATLANTIC GLOBAL ASSET MANAGEMENT, S.A. Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
Amicus Investment,Asashi Mergers & Acquisitions Group,Atlantic Global Asset Management,Brookfield99,Brookfield Investment Management,Capital Invest Europe,Cressman Financial Group,Tian Xi Fu Limited,Hongkong Ztwow Trade Limited Financial Services and Markets Authority Unauthorised BEL — Page View
Atlantic Global Asset Management S.A. Polish Financial Supervision Authority Unauthorised POL — — View
Questra Holdings, Questra World, Atlantic Global Asset Management Financial Services and Markets Authority Unauthorised BEL — — View
Atlantic Global Asset Management Financial Market Authority Unauthorised LIE — — View
Atlantic Global Asset Management SA Securities and Futures Commission Unauthorised HKG — — View
Atlantic Global Asset Management, SA Financial Market Authority Unauthorised AUT — — View
FX Global Asset Management Ltd Polish Financial Supervision Authority Unauthorised POL — — View
Atlantic Global Asset Management Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Questra World, Questra Holdings and Atlantic Global Asset Management Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
Atlantic Gobal Asset Management British Columbia Securities Commission Unauthorised CAN — — View
General Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unauthorised GBR — — View
www.opcompany.net, Risolvo Srl, Questra World, Atlantic Global Asset Management, www.segnalivincenti.net Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
Jiu Fu Capital Asset Management Co., Ltd. Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Andrioncapital Asset Management SA Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Abraxas Global Asset Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
AL Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
ML Capital Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Cortez Capital Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Integral Asset Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Global Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Universal Asset Management The Dutch Authority for the Financial Markets Unregistered/Unlicensed entity offeri... NLD — — View
Limestone International Asset Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
ML Capital Asset Management (CLONE) Central Bank of Ireland Other IRL — Page View
Synergy Capital Asset Management Financial Markets Authority Other NZL — Page View
Universal asset management (www.universalassetmgmt.com) Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — Page View
BROWNRIDGE CAPITAL ASSET MANAGEMENT Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
City Financial Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
IFS Global Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Swiss International Asset Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Horizon Global Asset Management Ltd Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.