Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 401-450 of 1,434 results
Page 9 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| William & Brown Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Vista Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| IMG Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Pagani Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Yamato Asset Management Co Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Nagoya Corp | Finansinspektionen | SWE | — | — | View | |
| Swiss Global Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Isis Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| BI Asset Management / Business Intelligence Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| BlueCrest Capital Management / BlueCrest New Investment Capital Hedge Fund (NewCap) | Financial Conduct Authority | GBR | — | Page | View | |
| Wells Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| G.V.F Management Group Ltd (Global Venture Financing) | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Prime Management | Financial Conduct Authority | GBR | — | — | View | |
| Black River Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Harris Trust Private Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Millennium Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Compass Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Epsilon Capital Management | Central Bank of Ireland | IRL | — | Page | View | |
| Federal Asset Management | Finansinspektionen | SWE | — | — | View | |
| GNS Wealth Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Quest Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Global Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Wellington Management GmbH | Financial Conduct Authority | GBR | — | — | View | |
| Bond Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Global Assets Management LLC | Finansinspektionen | SWE | — | — | View | |
| Nagoya Corp. | Financial Market Authority | AUT | — | — | View | |
| Drake Merger Management | Finansinspektionen | SWE | — | — | View | |
| IMG Asset Management GmbH | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Bridgeway Corporate Management | Financial Conduct Authority | GBR | — | — | View | |
| Gerrard Investment Management | Financial Conduct Authority | GBR | — | — | View | |
| Wheeler Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Asset Management Advisory Services Spain, SL /(AMASS) | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Bond Asset Management | Central Bank of Ireland | IRL | — | — | View | |
| CENTRAL & EASTERN MARKETS ASSET MANAGEMENT | Financial Services and Markets Authority | BEL | — | Page | View | |
| Drake Merger Management | Central Bank of Ireland | IRL | — | — | View | |
| Money Management AG | Financial Market Authority | AUT | — | — | View | |
| Provost Management | Securities and Futures Commission | HKG | — | — | View | |
| Knox D’Arcy Investment Management Limited | Financial Conduct Authority | GBR | — | — | View | |
| Drake Merger Management | Financial Conduct Authority | GBR | — | — | View | |
| Ocean Financial Management | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Center Finance Management | Financial Conduct Authority | GBR | — | — | View | |
| Eden Management Partners | Finansinspektionen | SWE | — | — | View | |
| Walker Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| PROACTIVE MANAGEMENT GmbH | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Warner Abbott Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Epsilon Capital Management ECM | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Ascot Management Services Ltd. | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| One Global Management | Finansinspektionen | SWE | — | — | View | |
| Litmus Capital Management Group | Finansinspektionen | SWE | — | Page | View | |
| Litmus Capital Management Group | Financial Conduct Authority | GBR | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.