Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 351-400 of 1,434 results
Page 8 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Savoy Investment Management | Financial Conduct Authority | GBR | — | — | View | |
| Investors Management Services | Financial Conduct Authority | GBR | — | Page | View | |
| Glendale Management Group | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Leaders Asset Management | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Vantagepro Asset Management | Financial Services and Markets Authority | BEL | — | Page | View | |
| Harris Trust Private Wealth Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Tribune Assets Management Ltd. | Finansinspektionen | SWE | — | — | View | |
| Grus Capital Management | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Real-Bot Capital Management | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Central and Eastern European Markets Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Bower Best Consultants and Equities Management Bureau | Financial Services and Markets Authority | BEL | — | Page | View | |
| Gold Asset Managers | Financial Conduct Authority | GBR | — | — | View | |
| Mathews Merger Management | Finansinspektionen | SWE | — | — | View | |
| Global Direct Asset Management | Finansinspektionen | SWE | — | — | View | |
| First Standard Management Limited | Central Bank of Ireland | IRL | — | — | View | |
| Management International Dublin Ltd | Financial Conduct Authority | GBR | — | — | View | |
| First Standard Management | Financial Conduct Authority | GBR | — | — | View | |
| Tribune Assets Management Ltd. | Financial Conduct Authority | GBR | — | — | View | |
| Winterthur Fund Management | Financial Conduct Authority | GBR | — | — | View | |
| Nova Portfolio Management | Jersey Financial Services Commission | JEY | — | — | View | |
| Platinum Funds Management | Financial Conduct Authority | GBR | — | — | View | |
| First Standard Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Blackstone Asset Management | Finansinspektionen | SWE | — | — | View | |
| Macellum Capital Management | Jersey Financial Services Commission | JEY | — | Page | View | |
| Bloomfield Trust Management | Financial Conduct Authority | GBR | — | — | View | |
| Cosmo Swiss Management S.A. | Securities and Futures Commission | HKG | — | — | View | |
| Brassel Capital Asset Management Limited | Securities and Futures Commission | HKG | — | Page | View | |
| Burlington Corporate Management | Financial Conduct Authority | GBR | — | — | View | |
| Capitol Acquisition Management Inc. | Financial Conduct Authority | GBR | — | — | View | |
| East Fund Management | Financial Conduct Authority | GBR | — | — | View | |
| Weinberg Equity Management | Financial Conduct Authority | GBR | — | — | View | |
| Swiss & Global Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Cantata Equity Management, LLC | Financial Conduct Authority | GBR | — | — | View | |
| Reliance Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Mathews Merger Management | Financial Conduct Authority | GBR | — | — | View | |
| Wellington Philips Asset Management Group | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Wellington Management | Financial Conduct Authority | GBR | — | — | View | |
| Centrade Management Corp. | Finansinspektionen | SWE | — | — | View | |
| Pierce Morgan Capital Management | Finansinspektionen | SWE | — | Page | View | |
| Isaac Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Pierce Morgan Capital Management LLC | Financial Conduct Authority | GBR | — | Page | View | |
| Nova Portfolio Management (Nova UK Limited) | Financial Conduct Authority | GBR | — | — | View | |
| GOLDWATER GLOBAL MANAGEMENT-BELGIAN FINANCIAL SERVICES AGENCY-BELGIAN COMMODITIES AND FUTURE EXCHANGES | Financial Services and Markets Authority | BEL | — | Page | View | |
| Grand Financial Management | Financial Market Authority | AUT | — | — | View | |
| Abacus Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Wellington Management Portfolios | Financial Conduct Authority | GBR | — | — | View | |
| Global Investment Management | Czech National Bank | CZE | — | — | View | |
| www.alphafundmanagement.com / Alpha Fund Management | Isle of Man Financial Services Authority | IMN | — | — | View | |
| Heritage Investment Management | Finansinspektionen | SWE | — | — | View | |
| Alpha Fund Management | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.