Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 38,501-38,550 of 42,122 results
Page 771 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| US Liquidation and Compensation Board | Securities and Exchange Commission | USA | — | — | View | |
| US Registration Authority | Securities and Exchange Commission | USA | — | — | View | |
| US Securities Registration Oversight Commission | Securities and Exchange Commission | USA | — | — | View | |
| US Shareholders Registry Department | Securities and Exchange Commission | USA | — | — | View | |
| UST Financial Services Corp. | Securities and Exchange Commission | USA | — | Page | View | |
| Utmost Open Trades | Securities and Exchange Commission | USA | — | — | View | |
| Validtrades | Securities and Exchange Commission | USA | — | — | View | |
| Van Der Hout, Parker & Price LLP | Securities and Exchange Commission | USA | — | Page | View | |
| Vantage Financial Trust | Securities and Exchange Commission | USA | — | — | View | |
| Vantage Global Advisors Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Varalen Capital Markets LLC | Securities and Exchange Commission | USA | — | — | View | |
| Variant Trading | Securities and Exchange Commission | USA | — | — | View | |
| Vault Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Verity Transfer Inc. | Securities and Exchange Commission | USA | — | — | View | |
| VipBinary, a.k.a. Vip Binary | Securities and Exchange Commission | USA | — | — | View | |
| Virgo Binary Trade | Securities and Exchange Commission | USA | — | — | View | |
| Vista Capital Finance | Securities and Exchange Commission | USA | — | — | View | |
| Vitacapitals, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Vogel, Maines & Associates | Securities and Exchange Commission | USA | — | — | View | |
| Vpoint LLC aka Vantage Point Investment Advisors | Securities and Exchange Commission | USA | — | — | View | |
| Wade and Wiley Consultancy | Securities and Exchange Commission | USA | — | — | View | |
| Wahrburg Moss | Securities and Exchange Commission | USA | — | — | View | |
| Wahrburg Moss Group | Securities and Exchange Commission | USA | — | — | View | |
| Waight & Caffie Company Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Wall Street Systems Holdings, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Wall Street Top Trade | Securities and Exchange Commission | USA | — | — | View | |
| Wallace Jacob Consultants Corporate Services | Securities and Exchange Commission | USA | — | Page | View | |
| Wallstreet M & A Group | Securities and Exchange Commission | USA | — | — | View | |
| Walter Parker Group | Securities and Exchange Commission | USA | — | — | View | |
| Walters and Reed | Securities and Exchange Commission | USA | — | — | View | |
| Walton Mergers & Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Wampum Group LLC | Securities and Exchange Commission | USA | — | — | View | |
| Warren & Massey Asset Management Ltd., Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Warren Fisher and Associates | Securities and Exchange Commission | USA | — | — | View | |
| Warren Hill, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Warren Sitco & Company | Securities and Exchange Commission | USA | — | — | View | |
| Washington Regulatory Division | Securities and Exchange Commission | USA | — | — | View | |
| Wasp Mining | Securities and Exchange Commission | USA | — | — | View | |
| Watson Sandy Holding Co. | Securities and Exchange Commission | USA | — | — | View | |
| Wealth Markets | Securities and Exchange Commission | USA | — | — | View | |
| Wegman & Associates | Securities and Exchange Commission | USA | — | — | View | |
| Weinberg Equity Management | Securities and Exchange Commission | USA | — | — | View | |
| Weinstein & Younge Asset Management Group | Securities and Exchange Commission | USA | — | — | View | |
| Weiss Rifkin & Partners | Securities and Exchange Commission | USA | — | — | View | |
| Welborn Capital & Partners LLC, a.k.a. Welborn Capital (sic) LLC, a.k.a. Welborn Capital Partners Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Wellbitex | Securities and Exchange Commission | USA | — | — | View | |
| Welling & Company, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Wellington Capital Markets | Securities and Exchange Commission | USA | — | — | View | |
| Wellington Mergers and Acquisitions | Securities and Exchange Commission | USA | — | — | View | |
| Welsh Securities LLC | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.