Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 251-300 of 1,434 results
Page 6 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Aragon Currency Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Apollo Asset Management HK
www.apolloassetmanagementhk.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Apollo Asset Management
apolloam.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Allied Capital Management L.P
www.alliedcapmgt.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Allied Asset Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Advent-Oriental Asset Management
www.advent-oriental.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Aberdeen Asset Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
| A M Global Management | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
www.mcminage.com
www.mcminage.com |
AMF (France) | FRA | Mar 2019 | Page | View | |
|
www.londonemanagement.com
www.londonemanagement.com |
AMF (France) | FRA | Jan 2019 | Page | View | |
|
www.eurominage.com
www.eurominage.com |
AMF (France) | FRA | Nov 2018 | Page | View | |
|
www.iminage.com
www.iminage.com |
AMF (France) | FRA | Nov 2018 | Page | View | |
|
www.eminage.com
www.eminage.com |
AMF (France) | FRA | Sep 2018 | Page | View | |
|
www.fxcmanagement.com
www.fxcmanagement.com |
AMF (France) | FRA | Jul 2015 | Page | View | |
| Capital Management Schotts, SL | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Euro Trust Capital Management | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Cornhill Management, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| CISA Management, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Hartford Management Group | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Murrayfield Investment Management, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Morton Management, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Capital Management and Investments Ltd | Financial Conduct Authority | GBR | — | Page | View | |
| Trading Resources Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Financial Asset Management, Inc. | Finansinspektionen | SWE | — | — | View | |
| Lincoln and Rutherford Financial Trust Management | Financial Conduct Authority | GBR | — | — | View | |
| Shaw Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| First Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Boston Capital Management, Inc. | Finansinspektionen | SWE | — | Page | View | |
| Morgan Investment Management Group | Finansinspektionen | SWE | — | — | View | |
| First Geneva Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Dynamic Wealth Management, DWM | Finansinspektionen | SWE | — | — | View | |
| Mitsui Asset Management | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| CRH Management Group | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| VantagePro Asset Management | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Legg and Berman Acquisitions Management | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Mark Bael Risk Management and Legal Services | Financial Conduct Authority | GBR | — | Page | View | |
| Brunel Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Millennium Equity Management | Finansinspektionen | SWE | — | — | View | |
| Chelsea Management Group Inc | Financial Conduct Authority | GBR | — | — | View | |
| CRH Management | British Columbia Securities Commission | CAN | — | — | View | |
| Templegate Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Bluestar Management | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Fisher Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Dynamic Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| McMillen Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Wiltshire Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Skipton Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Everest Asset Management | Finansinspektionen | SWE | — | — | View | |
| Tudor Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Churchill Management | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.