Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 15,701-15,750 of 42,122 results
Page 315 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Markets the World Limited | Ontario Securities Commission | CAN | — | — | View | |
| SWFmanagers Financial Services | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Dean Foster Associates | Financial Conduct Authority | GBR | — | — | View | |
| Harrison & Bradley Financial Group | Finansinspektionen | SWE | — | — | View | |
| Luxembourg Futures Commodities Options Trading Authority | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Luxembourg Futures Commodities Options Exchange | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Vantage Point LLC | Financial Conduct Authority | GBR | — | — | View | |
| Miller Options / SIMEX | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Abler Finance | British Columbia Securities Commission | CAN | — | — | View | |
| Kent Hughes & Co. | Danish Financial Supervisory Authority | DNK | — | — | View | |
| DuPont Financial/DuPont FX/DP Global Services Ltd (clone of authorised firm) | Finansinspektionen | SWE | — | Page | View | |
| International Capital Markets | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Robinson Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Real Estate Investment Companies (R.E.I.C.) | Hellenic Capital Market Commission | GRC | — | — | View | |
| Aura Mergers & Acquisitions | Finansinspektionen | SWE | — | — | View | |
| Mason Securities LLC | Financial Conduct Authority | GBR | — | — | View | |
| Solution Capital | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| ALLIANCE PRIVATE EQUITY LLP | Financial Conduct Authority | GBR | — | Page | View | |
| Eastern Metal Securities | British Columbia Securities Commission | CAN | — | — | View | |
| Boyd Clark Resource Capital Solutions | Finansinspektionen | SWE | — | — | View | |
| Vantage Holdings Group Ltd | Finansinspektionen | SWE | — | — | View | |
| Kiyose Mergers | Financial Conduct Authority | GBR | — | — | View | |
| Pareto Securities (Clone) | Financial Conduct Authority | GBR | — | — | View | |
| Ventures GB | Danish Financial Supervisory Authority | DNK | — | — | View | |
| FOREX MMCIS Group | Malta Financial Services Authority | MLT | — | Page | View | |
| BSC Switzerland / Bitstream Capital SA | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| MTR Global | Financial Conduct Authority | GBR | — | — | View | |
| Bowman Offshore Transfer | Securities and Futures Commission | HKG | — | — | View | |
| Nippori Group | Finansinspektionen | SWE | — | — | View | |
| GEN Equities | Central Bank of Ireland | IRL | — | Page | View | |
| Schneider Roth & Partner | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Total Investments Sp. z o.o. | Polish Financial Supervision Authority | POL | — | — | View | |
| Smith and Jacobs | Financial Conduct Authority | GBR | — | — | View | |
| International Mergers and Acquisitions Board of Japan | Financial Conduct Authority | GBR | — | Page | View | |
| Red Level Enterprises | Financial Conduct Authority | GBR | — | — | View | |
| AVA Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Gilmoore Financial Inc | Financial Conduct Authority | GBR | — | — | View | |
| Fast Line Legal Services | Financial Conduct Authority | GBR | — | Page | View | |
| Schwarz Oliver Thomas | Financial Conduct Authority | GBR | — | — | View | |
| FXZN Investment Limited | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| GEN Equities Switzerland | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Houlihan Lokey | Financial Conduct Authority | GBR | — | — | View | |
| Burton Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Simon and Ross Incorporated | Securities and Futures Commission | HKG | — | — | View | |
| Hong Kong International Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Crown Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| LiveFX Trader | Financial Services Commission | MUS | — | — | View | |
| Asian Direct Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Pritchard Stockbrokers Limited | Financial Conduct Authority | GBR | — | — | View | |
| Nova Nordic Limited / nordelic-partners.com | Gibraltar Financial Services Commission | GIB | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.