Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 14,451-14,500 of 42,122 results
Page 290 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Aros Securities | Financial Conduct Authority | GBR | — | — | View | |
| Worldwide Investors Portfolio | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Blake Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Lexicon Mergers and Acquisitions | Financial Conduct Authority | GBR | — | — | View | |
| Lehman Reilly | Financial Conduct Authority | GBR | — | — | View | |
| Integrated Tax | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| SGX Financial / Oakbridge Capital LLC. | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Oakbridge Capital LLC / SGX Financial | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Hannover & Rothchild Consultancy | Financial Conduct Authority | GBR | — | — | View | |
| BP Holdings | Finansinspektionen | SWE | — | — | View | |
| Prime Strategies LLC | Financial Conduct Authority | GBR | — | — | View | |
| Lawson Knight Group | Financial Conduct Authority | GBR | — | — | View | |
| NBF Forex | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| P.A.N. Securities LP - Mergers and Acquisitions | Financial Conduct Authority | GBR | — | — | View | |
| Worldwide Investors Portfolio | Financial Conduct Authority | GBR | — | — | View | |
| Appleton Associates | Financial Conduct Authority | GBR | — | — | View | |
| William Blake | Finansinspektionen | SWE | — | — | View | |
| Posrednictwo Finansowe | Polish Financial Supervision Authority | POL | — | — | View | |
| Washington, D.C. Securities Division | Financial Conduct Authority | GBR | — | — | View | |
| BP HOLDINGS | Financial Services and Markets Authority | BEL | — | — | View | |
| Asesores Financieros Independientes | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Strauss Jones | Financial Conduct Authority | GBR | — | — | View | |
| Charles Pearson Investments International | Financial Conduct Authority | GBR | — | — | View | |
| Welling & Company, LLC | Financial Conduct Authority | GBR | — | — | View | |
| Drake Merger Management | Central Bank of Ireland | IRL | — | — | View | |
| Hemmington Capital Markets / Guangzhou Commodity Exchange, GZCOM | Finansinspektionen | SWE | — | — | View | |
| Lear Capital Group | Finansinspektionen | SWE | — | — | View | |
| Paramount Financial Group | Financial Market Authority | AUT | — | — | View | |
| Fairway Associates | Financial Market Authority | AUT | — | — | View | |
| www.apolloglobalsecurities.com | Financial Market Authority | AUT | — | — | View | |
| Aozora Alliance ehemals Shinsei Associates | Financial Market Authority | AUT | — | — | View | |
| Münzberg & Partner | Financial Market Authority | AUT | — | — | View | |
| Mediacred AG | Financial Market Authority | AUT | — | — | View | |
| Money Management AG | Financial Market Authority | AUT | — | — | View | |
| Drake & Childs Global Transfers | Financial Conduct Authority | GBR | — | — | View | |
| Helen's Financial Home | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Morgan Finch International | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Macmillan Fine International | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Mitchell Finch International | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Advice Europe | Financial Conduct Authority | GBR | — | Page | View | |
| Banc De Binary Private Option Bankers | Ontario Securities Commission | CAN | — | — | View | |
| Provost Management | Securities and Futures Commission | HKG | — | — | View | |
| GMC Europe | Financial Conduct Authority | GBR | — | — | View | |
| Thompson Gerrard | Financial Conduct Authority | GBR | — | — | View | |
| Admiral Finance Group | Securities and Futures Commission | HKG | — | — | View | |
| Apex Capital Partners | Securities and Futures Commission | HKG | — | — | View | |
| S-One Financial/Summit One Financial | Financial Conduct Authority | GBR | — | — | View | |
| Lawson Knight Group | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Dietrich & Sohn London | Financial Market Authority | AUT | — | — | View | |
| Abney Associates | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.