Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 1,401-1,434 of 1,434 results
Page 29 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Orbit Managers | British Columbia Securities Commission | CAN | — | — | View | |
| Vertical Freedom Management Fund Inc | Alberta Securities Commission | CAN | — | — | View | |
| WEALTH HARBOR MANAGEMENT LLC | Financial Conduct Authority | GBR | — | — | View | |
| www.quellenag-am.com | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Salvisberg Asset Management / SH Asset Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| satoshi swiss Crypto Asset Management Group | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| KLINE-MATHIS ASSET MANAGEMENT LLP | Financial Conduct Authority | GBR | — | — | View | |
| Neuberger Berman Asset Management Ireland Limited (CLONE) | Central Bank of Ireland | IRL | — | — | View | |
| HTTPS://WWW.GAMANAGEMENT.MX | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| PARKER MANAGEMENT SOLUTIONS LLC | Financial Conduct Authority | GBR | — | — | View | |
| Waystone Investment Management (IE) Limited (Clone) | Central Bank of Ireland | IRL | — | — | View | |
| Premium Funds Management Ltd | Financial Market Authority | AUT | — | — | View | |
| TrustRevision Management Ltd | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Lextroy Management | British Columbia Securities Commission | CAN | — | — | View | |
| Capital Asset Management (Hong Kong) | Securities and Futures Commission | HKG | — | Page | View | |
| Cores Asset Wealth Management | Central Bank of Ireland | IRL | — | — | View | |
| Auris Asset Management Ltd | Malta Financial Services Authority | MLT | — | — | View | |
| Arab Wealth Management | National Securities and Stock Market Commission | UKR | — | — | View | |
| NEWTON MANAGEMENT | Financial Supervisory Authority | ROU | — | Page | View | |
| https://swissassetsmanagement.eu | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| SwissWealth Management | Ontario Securities Commission | CAN | — | Page | View | |
| All Capital Inc Investment Managers Limited Limited | Central Bank of Ireland | IRL | — | — | View | |
| CFX Fund Management Limited | Central Bank of Ireland | IRL | — | — | View | |
| Ashbourne Wealth Management | Financial Markets Authority | NZL | — | — | View | |
| Oak View Financial Management (Switzerland) AG / ovf-management.com | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Atlantic Global Asset Management | FCA | GBR | — | — | View | |
| Paladin Capital Management | FCA | GBR | — | Page | View | |
| Pacific Asset Management (clone) | FCA | Clone firm | GBR | — | — | View |
| Galaxy Asset Management (clone) | FCA | Clone firm | GBR | — | — | View |
| Emerald Capital Management | FCA | GBR | — | Page | View | |
| Atlas Asset Management (clone) | FCA | Clone firm | GBR | — | — | View |
| Using claims management companies | FCA | GBR | — | — | View | |
| Senior Managers and Certification Regime | FCA | GBR | — | — | View | |
| Claims management companies | FCA | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.