Regulatory Warnings Database
Over 42,122 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
42,122
Flagged Firms
68+
Regulators
73
Countries
Showing 14,251-14,300 of 42,122 results
Page 286 of 843
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Micron Associates | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| White Market, SL | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Wellington Capital Markets | Finansinspektionen | SWE | — | — | View | |
| Global Financial Products | Financial Conduct Authority | GBR | — | — | View | |
| 4XCELLENT Ltd | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Milestone AMG | Central Bank of Ireland | IRL | — | — | View | |
| Swiss Global Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| AOT Europe | Financial Conduct Authority | GBR | — | — | View | |
| MA Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| AOT Stock Specialist | Financial Conduct Authority | GBR | — | — | View | |
| Isis Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Mitsubishi Finance | Financial Conduct Authority | GBR | — | — | View | |
| Securities Trading Board | Jersey Financial Services Commission | JEY | — | — | View | |
| William Blair Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| International Merger Services Group/IMS | Financial Conduct Authority | GBR | — | Page | View | |
| Baker & Bains | Financial Conduct Authority | GBR | — | — | View | |
| BI Asset Management / Business Intelligence Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| www.inversionesyfinanzas.com | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Natwest Bank (UK) Limited | Jersey Financial Services Commission | JEY | — | — | View | |
| BlueCrest Capital Management / BlueCrest New Investment Capital Hedge Fund (NewCap) | Financial Conduct Authority | GBR | — | Page | View | |
| Wells Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Pharma Holdings | Financial Conduct Authority | GBR | — | — | View | |
| Global Investments Ltd | Financial Conduct Authority | GBR | — | Page | View | |
| Knox Securities Corp. LLC | Ontario Securities Commission | CAN | — | — | View | |
| Unicorn Finance Group | Financial Conduct Authority | GBR | — | — | View | |
| B & T Brokers | Financial Conduct Authority | GBR | — | — | View | |
| Blanka Nova | Financial Conduct Authority | GBR | — | — | View | |
| G.V.F Management Group Ltd (Global Venture Financing) | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Christian Lavigne | Financial Conduct Authority | GBR | — | — | View | |
| Blue Ridge Capital Partners | Financial Conduct Authority | GBR | — | — | View | |
| Blue Ridge Financial Group | Financial Conduct Authority | GBR | — | — | View | |
| Pioneer Global Investments | Financial Conduct Authority | GBR | — | — | View | |
| Prime Management | Financial Conduct Authority | GBR | — | — | View | |
| CORPORACIÓN FINANCIERA E-BIZ / E-BIZ FINANCIAL CORP. | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Ikko Investments, Dc Digital Finance Lt, Mika Holdings Inc., 247 Holdings Group Ltd, Market Punter Pty Ltd | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Brown and Wenger Consultancy Firm | Financial Conduct Authority | GBR | — | — | View | |
| New Futures Trading International Corporation | Ontario Securities Commission | CAN | — | — | View | |
| Ace Financial | Financial Conduct Authority | GBR | — | — | View | |
| Limited Risk Investment, S.A. | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Black River Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Arrow Merger Consultants | Financial Conduct Authority | GBR | — | — | View | |
| Flexaret Investment Inc. | Czech National Bank | CZE | — | — | View | |
| High Yield Investment Program (HYIP) | Czech National Bank | CZE | — | — | View | |
| Harris Trust Private Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Hudson Munroe | Financial Conduct Authority | GBR | — | — | View | |
| SUMITOMO Financial Corporation | Financial Conduct Authority | GBR | — | — | View | |
| Faxtor Securities | Financial Conduct Authority | GBR | — | — | View | |
| Millennium Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Mercer and Associates Limited | Financial Conduct Authority | GBR | — | — | View | |
| BlueCrest Wealth promoting BlueCrest Beacon Fund | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.