Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
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Showing 1,251-1,300 of 1,434 results Page 26 of 29
Firm Name Regulator Type Country Date Reviews Source
Impersonation of Select Wealth Management Pty Ltd (selectwealthmanagementpty.com) Australian Securities and Investments Commission Other AUS — Page View
CR Strategie Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Horizon Global Asset Management Ltd Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — — View
Cloning of Vontobel Asset Management S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
HANDLER MANAGEMENT INCORPORATED Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Tritone Capital Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Digitawealth Management Company Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Stratford Management Financial Services Agency Other JPN — — View
Pimco Asset Management DAC (Clone) Central Bank of Ireland Other IRL — — View
Intrafund Management Ltd Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
Media articles impersonating Investors First Funds Management Limited Australian Securities and Investments Commission Other AUS — Page View
Jambin Asset Management International S.A. and Jambi Asset Management International S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Snico Neo Management Sdn Bhd (“SNICO”) Securities Commission Other MYS — — View
TM Capitals Sdn Bhd TM Capitals Asset Managers Sdn Bhd Securities Commission Other MYS — — View
Agro Capital Management Berhad (1096795-U) Agro Equities Berhad (870583-P) Agro Capital Management Corp (E0543862013-7) Securities Commission Other MYS — Page View
Managed In Assets (MIA) Securities Commission Other MYS — — View
Multi Management & Futures Solutions Securities Commission Other MYS — — View
Asset Equity Management Securities Commission Other MYS — — View
AMC Management & Services Securities Commission Other MYS — Page View
FMA Management/ Financial Minds Asset Management Sdn Bhd Securities Commission Other MYS — — View
Golden Age Asset Management Ltd Securities Commission Other MYS — — View
BMiner Capital Management Securities Commission Other MYS — Page View
BMironics Asset Management Securities Commission Other MYS — — View
Starcoinage Securities Commission Other MYS — — View
S.E.M Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Bitlast / Bit Management LTD Financial Market Authority Other AUT — — View
CFX Fund Management Ltd Financial Market Authority Other AUT — — View
LEGG MASON GLOBAL ASSET MANAGEMENT Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — — View
Financial Consultants and Management Ltd (clone of an FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Fidelis Wealth Management (FWM-LTMD) Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
FOREX MANAGED ACCOUNTS / FXMAC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Elite Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
lyxorassetmanagement.com (Clone of a Previously Authorised firm, and a current Authorised FCA Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Saturn4FX International Management Sàrl (neu: Saturn4FX Sàrl) Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
www.euro-managers.ch Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
12 West Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Alderbrook Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Alexander Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Alpha Investment Management LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Alter Management LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Asset Trust Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Athens Capital Management LLC / Athens Investments Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Atlantic Capital Trust Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Bainbridge Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Beacon Capital Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Beacon Global Management, Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Berkshire Financial Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Bernstein & Younge Asset Management Group, Ltd. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Binary Investment Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.