Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
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Showing 1,151-1,200 of 1,434 results Page 24 of 29
Firm Name Regulator Type Country Date Reviews Source
TraderMinds / Trader Minds Management Ltd Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
DIVERSIFIED WEALTH & FUND MANAGEMENT LLC / DIVERSIFY WEALTH & FUND MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
CAPITAL FINANCE AND INVESTMENT MANAGEMENT LIMITED Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cloning entitiy of IFP INVESTMENT MANAGEMENT S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Capital Equity and Funds Management Ltd Central Bank of Ireland Other IRL — — View
WAMA Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Management Group Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Irish Life Investment Managers Limited (Clone) Central Bank of Ireland Other IRL — — View
RELIANCE WEALTH & FUND MANAGAMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Azioni Assets Management Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
Bank of Ireland Asset Management (Clone) Central Bank of Ireland Other IRL — — View
Assay Management Spo. z o.o. Polish Financial Supervision Authority Other POL — — View
WPS Management Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — — View
Cloning entity: FARAD Investment Management S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
TT International / ttfundmanagement.com (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cloning company of Elite Wealth Management SIF-SICAV S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
RBS Asset Management (Dublin) Limited (Clone) Central Bank of Ireland Other IRL — — View
Venrex Investment Management / Venrex Ventures / Venrex (Clone of FCA Authorised Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
PIMCO Investment Management (Hong Kong) Co., Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Polus Investment Management Limited (Clone of FCA Authorised Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
FairGrowth Investment Management Ltd Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — — View
dcryptopromanager.com LTD/ crypto pro manager investment ltd Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
HTTPS://PRIMEMANAGEMENTFUND.COM/ Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
AXA Investment Managers Ireland Limited (Clone) Central Bank of Ireland Other IRL — — View
VERTEMASSET MANAGEMENT / https://vertemassetmanagement.com (Clone of FCA Authorised firm's trading name) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Goldmore Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
NERDWALLETFX INVESTMENT MANAGEMENT INC. Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Barclays Wealth/ www.wealth-management-services.com (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Fidelis Wealth Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Braxton Wealth Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Palm Alliance Management British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Elite Wealth Management (Clone) Central Bank of Ireland Other IRL — — View
ECB Markets / ECB Management Ltd Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
https://cambridgeassetmanagement.com Australian Securities and Investments Commission Other AUS — — View
Asgard Management Plc (Clone of UK Registered Company) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Fidelis Wealth Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Plus-600 Management Ltd Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
https://www.equity-management-advisors.com Australian Securities and Investments Commission Other AUS — — View
Stockholm Asset Management (clone) Finansinspektionen Unregistered/Unlicensed entity offeri... SWE — — View
Braxton Wealth Management Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
DWS Management Ireland (Clone of FCA Recognised Product) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cato Asset Management – Imposter website Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — — View
https://www.texcomanagement.com Australian Securities and Investments Commission Other AUS — — View
https://linearfunds-management.com Australian Securities and Investments Commission Other AUS — — View
website www.swe-csm.se - cloning of Block Asset Management S.à r.l. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Crypto Global Management Ltd. - https://www.cryptoglobalmanagement.com/ Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Cloning of Cedra Investment Management S.à r.l. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Centers Plan Wealth Management CPWM Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
ManageCap Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.