Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 1,101-1,150 of 1,434 results
Page 23 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Dundee Wealth Management AG | Financial Market Authority | AUT | — | — | View | |
| Managed Accounts Fund Services PLC (Clone) | Central Bank of Ireland | IRL | — | Page | View | |
| BROWNRIDGE CAPITAL ASSET MANAGEMENT | Financial Conduct Authority | GBR | — | Page | View | |
| Dolson Capital Management LLC | Financial Conduct Authority | GBR | — | Page | View | |
| RUMFORD CAPITAL MANAGEMENT GROUP | Financial Conduct Authority | GBR | — | Page | View | |
| HTTPS://ALLFINAGROUP.PRO | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| DAXSON INVESTMENT MANAGEMENT | Financial Conduct Authority | GBR | — | — | View | |
| Aspen Asset Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Dundee Wealth Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| BlackRock Investment Management Ireland- CLONE | Central Bank of Ireland | IRL | — | — | View | |
| Aktien AG (Aktienag) / AKTIEN C LTD | Financial Market Authority | AUT | — | — | View | |
| UK Loan Management Services | Financial Conduct Authority | GBR | — | Page | View | |
| HTTPS://CAPITALMANAGEINV.COM/ | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Managed Forex With Us | Ontario Securities Commission | CAN | — | Page | View | |
| City Financial Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| https://ei-wealthmanagement.com (clone of FCA authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| https://ei-wealthmanagement.com | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Crypto Management Switzerland | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Blackrock Investments Ireland/Blackrock Investment Managers (clone of FCA registered firm) | Financial Conduct Authority | GBR | — | — | View | |
| Cooperhouse capital and fund management inc. | Financial Conduct Authority | GBR | — | — | View | |
| https://www.wintonfundmanagement.ie (Clone of FCA Authorised Schedule 5 firm) | Financial Conduct Authority | GBR | — | — | View | |
| Global Wealth Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| CLC Trust Management Co., Ltd. | Securities and Futures Commission | HKG | — | — | View | |
| https://couturionrealestatemanagement.org | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| HTTPS://GLOBALSUCCESSMANAGEMENT.COM/ | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Warning - fake Macquarie Asset Management Bond prospectus issued | Financial Markets Authority | NZL | — | — | View | |
| IFA Football Online Investment Management Company | Financial Conduct Authority | GBR | — | — | View | |
| Portman Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| www.allfinagroup.pro | Polish Financial Supervision Authority | POL | — | — | View | |
| NAG | Financial Market Authority | AUT | — | Page | View | |
| Goldman Sachs Asset Management Fund Services Limited (CLONE), | Central Bank of Ireland | IRL | — | Page | View | |
| Unifxgold (H.K.) Asset Management Ltd | Securities and Futures Commission | HKG | — | — | View | |
| THOMAS BERTARELLI ASSET MANAGEMENT | Financial Conduct Authority | GBR | — | — | View | |
| WEALTH FUND MANAGEMENT INTERNATIONAL | Financial Conduct Authority | GBR | — | — | View | |
| Activities of I-GLOBAL MANAGEMENT and VAQUITA FUND | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| HTTPS://WWW.NAGBOTS.CC/#/ | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Cambridge Asset Management | Financial Markets Authority | NZL | — | — | View | |
| Wharton Asset Management Capital Limited /Wharton LTD | Financial Conduct Authority | GBR | — | — | View | |
| Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management | Financial Conduct Authority | GBR | — | Page | View | |
| DIAMOND WEALTH MANAGEMENT INC | Financial Conduct Authority | GBR | — | — | View | |
| IFS Global Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Cornhill Finance Management | Financial Conduct Authority | GBR | — | — | View | |
| Lad Asset Management Limited | Financial Conduct Authority | GBR | — | — | View | |
| Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management | Financial Conduct Authority | GBR | — | — | View | |
| GOODFELLOW GLOBAL MANAGEMENT LLC | Financial Conduct Authority | GBR | — | — | View | |
| Swiss International Asset Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| PTWealthManagement | Financial Markets Authority | NZL | — | — | View | |
| https://alpinuminvestmentmanagement.ch | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| PREMIER EQUITY MANAGEMENT LLC | Financial Conduct Authority | GBR | — | — | View | |
| AP Management Group | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.