Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 1,051-1,100 of 1,434 results Page 22 of 29
Firm Name Regulator Type Country Date Reviews Source
Pathway Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Pattison Asset Management Ltd Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
HTTPS://ATLASCRYPTOMANAGEMENT.COM/ Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — Page View
Pacific Forex Asset Management Financial Markets Authority Other NZL — Page View
Meteor Trade Investment Management Ltd (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
HTTPS://FOREX.MANAGEMENT Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — Page View
NPJ Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Synergy Capital Asset Management Financial Markets Authority Other NZL — Page View
Worthington Equity Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Red Rock Investment Management GmbH Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Kroo Investment Management/Kroo Group (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Bryce Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
B.W.B. Ireland Investment Management Central Bank of Ireland Other IRL — — View
https://compassassetmanagement.co Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Invest International Investments Funds Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
MCF Management (clone of Authorised Schedule 5 firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Bluewater Global Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Coinage Trade FX Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Adept Investment Management plc (CLONE) Central Bank of Ireland Other IRL — — View
Zurich Assurance Company Limited/ Zurich Global Relationship Management/Zurich Fixed Rates (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Shard asset management (www.sassetmanagement.net and www.shardassetmanagement.net) Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — — View
Universal asset management (www.universalassetmgmt.com) Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — Page View
Longleaf Management Company Ltd (Clone) Central Bank of Ireland Other IRL — — View
FXT Management Ltd Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Crypto Assets Management Ltd Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
HTTPS://AGARTHAASSETMANAGEMENT.COM/ Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
website www.robertomanagers.com Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Intrex Investment Management Ltd. Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Quayside Fund Management / Quayside Business / Quayside Premier (Clone of EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Infinity4X, Empire Trading and Techsync Management Consultancies Llc, EqualityFin, Fincloud, Axa Business Solution Ltd Commissione Nazionale per le Società e la Borsa Other ITA — Page View
Westwood Global Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
MLC Management (Clone) Central Bank of Ireland Other IRL — — View
HLF (HK) Asset Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Henderson and James Equity Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Acadian-Asset.management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Andbank Asset Management/ Andbank Asset management London (Clone of FCA Authorised Schedule 5 – Operator) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Van Gordon Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Burlington & Browne Wealth Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cloning of Privalux Management S.A. Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
hendersons management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Oak Hill Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Tetris Group Ltd, Eudaimon Consulting Llc, Fti Finance, Fx Publications, Inc e Dlfinindex Ltd, Promarketing Ltd, Global Success Management Inc., Be Free Ltd, Imperial System Ltd, Eood Ivandory Dunes Limited Commissione Nazionale per le Società e la Borsa Other ITA — — View
Claymore Wealth Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
roche and woltz management group Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Renfrew Capital Management (Clone) Central Bank of Ireland Other IRL — Page View
Dundee Wealth Management AG (the impersonating entity) Jersey Financial Services Commission Unregistered/Unlicensed entity offeri... JEY — — View
Crypto defi Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
WHITEWELL CAPITAL MANAGEMENT INC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Fraudulent offers of wealth management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — — View
Kapital & Wert Asset Management GmbH Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.