Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
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Showing 1,001-1,050 of 1,434 results Page 21 of 29
Firm Name Regulator Type Country Date Reviews Source
Zenith Assets Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
NAVARINO CAPITAL MANAGEMENT (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — Page View
International Management Brokers EOOD (previous name Alternativa Financial EOOD) Financial Supervision Commission Unregistered/Unlicensed entity offeri... BGR — — View
Swedish Trust Wealth Management Inc. Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Investment Management Co. Pty Ltd. British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Blue Whale Investment Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Chhabra Asset Management Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Ark Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Coinsoft and VC Management LLC Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
St. James Wealth Management / St James Place Wealth Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Phoenix Wealth Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Crypto Asset Management Limited Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Universal Asset Management The Dutch Authority for the Financial Markets Unregistered/Unlicensed entity offeri... NLD — — View
MAEF Wealth Management (clone of former PSD agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.qhassetmanagement-hk.com Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
SRF Wealth Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Marche du Monde Wealth Management / MDM Wealth Management (clone of former PSD agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Walker Crips Weddle / Walker Crips Investment Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
UBS Bond / UBS Asset Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
website www.radianinvestmentmanagement.com Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Limestone International Asset Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Bright Way Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Thomas Fricke Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
AstraHorizon / AstraHorizon Asset Management LLC Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Nagashima Sakai Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Greengate Wealth Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
H&S Management Group or H&S Finance Consulting Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Mannet Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
www.stoneedgemanagement.com Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
website www.fifty3management.com Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
www.swissfinancialmanagementtrust.com Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Somerset Capital Management (Clone of FCA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
SOVA Asset Management (clone of an EEA and FCA Authorised Firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
ML Capital Asset Management (CLONE) Central Bank of Ireland Other IRL — Page View
Osaka Matsui Management T/A OMM Holdings Central Bank of Ireland Other IRL — — View
Okanagan Cultivators Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Ashgrove Capital Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Vabis Asset Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Black Diamond Capital Management / bdcm.europe.com (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Finance Advice Group/ fnagcorp.net/ (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
HF and Company Ltd or HF Global Management Ltd Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Alpha One Capital Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
www.ITBFX.com / TRADING OPPORTUNITY MANAGEMENT COMPANY LTD. British Virgin Islands Financial Services Commission Unregistered/Unlicensed entity offeri... VGB — — View
Medallion Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Peat & Co Wealth Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Rosenfelt Global Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.longleafmanagement.co.uk (clone of FCA Authorised Schedule 5 firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
ADA INVESTMENT MANAGEMENT Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.