Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
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Showing 901-950 of 1,434 results Page 19 of 29
Firm Name Regulator Type Country Date Reviews Source
Natixis Investment Managers/Natixis Investment Bank (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Ryde Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Prestige-Asset or Prestige Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Tenaron Capital Management UK (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Jürg Götze Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
WVH Ethical / WVH Wealth Management / WVH Sustainable Portfolios (Clone of EEA Authorised Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Titon Associates Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Capital International Management Company / CIMC (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Vendome Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
BIC Asset Management Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Private Wealth Management LLP Financial Conduct Authority Other GBR — — View
Citigroup Asset Management / Citibank Asset Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Berwick Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
CIG Fund Management (Clone firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Flairfinance Asset Management (clone of Appointed Representative firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Luxstar Asset Management (clone firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
LP Wealth Management / Leonia Private Wealth Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Larkin Asset Management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — — View
Gladstone Capital Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Oralad Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Ward Henderson Management Financial Supervisory Commission Unregistered/Unlicensed entity offeri... TWN — — View
Class Wealth Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Integral Development Asset Management (Clone firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
http://fxmanagedaccounts.com/ Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Private Fund Management e a Graceful Numbers Europe Limited Comissão do Mercado de Valores Mobiliários Unregistered/Unlicensed entity offeri... PRT — — View
BOIB Finance Investment Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Heron Wealth Management (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Alliance Venture Management (Clone of an EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Quantum Wealth Management (Clone of a UK Authorised firm and an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Falcon Fund Management (Clone of an EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
UBS Asset Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Barings / Baring Asset Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Clyde Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
BWB Ireland Investment Management / B.W.B. Ireland (clone firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Tan Allen Piguet Asset Management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — — View
Credit Suisse Asset Management / Credit Suisse Group AG (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Aron Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Earnsured Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
ML Capital Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Active Capital Asset Managers (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
WELLINGTON MANAGEMENT EUROPE (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
ajassetmanagement and banque2crypto (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Undry Asset Management GmbH Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Atlantic Capital Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Titanium Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cortez Capital Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Stretton Wealth Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Fortis Investment Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Centara Management & Fund Comissão do Mercado de Valores Mobiliários Unregistered/Unlicensed entity offeri... PRT — — View
Invesco UK / Invesco Asset Management (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.